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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
176
Fifth Third Bancorp
Ohio
$420K -$24.4K -160 -5%
FA
177
FMA Advisory
Pennsylvania
$420K +$2.14K +14 +0.5%
RFC
178
Regions Financial Corp
Alabama
$419K -$8.09K -53 -2%
DY
179
Dowling & Yahnke
California
$408K
NSAM
180
North Star Asset Management
Wisconsin
$408K
Natixis Advisors
181
Natixis Advisors
Massachusetts
$405K -$12.8K -84 -3%
Daiwa Securities Group
182
Daiwa Securities Group
Japan
$378K -$1.14M -7,500 -75%
HH
183
Hilltop Holdings
Texas
$378K +$382K +2,502 New
FUBT
184
First United Bank & Trust
Maryland
$376K -$1.53K -10 -0.4%
EB
185
Eastern Bank
Massachusetts
$351K +$354K +2,322 New
MAA
186
Managed Account Advisors
New Jersey
$350K -$125K -816 -26%
FHB
187
First Hawaiian Bank
Hawaii
$343K -$16K -105 -4%
RC
188
RegentAtlantic Capital
New Jersey
$332K -$29K -190 -8%
BMC
189
Benin Management Corp
Connecticut
$332K +$336K +2,200 New
SAG
190
Sterne Agee Group
Alabama
$328K +$72.3K +474 +28%
RJT
191
Raymond James Trust
Florida
$324K
PWLP
192
Prio Wealth Limited Partnership
Massachusetts
$316K -$7.63K -50 -2%
MWP
193
MYCIO Wealth Partners
Pennsylvania
$306K +$1.83K +12 +0.6%
DMC
194
Drexel Morgan & Co
Pennsylvania
$302K
WC
195
Whitnell & Co
Illinois
$302K
PFPT
196
Pinnacle Financial Partners (Tennessee)
Tennessee
$297K
AF
197
Allworth Financial
California
$296K -$153 -1 -0.1%
CNB
198
City National Bank
California
$287K -$93.4K -612 -24%
PCM
199
Parsons Capital Management
Rhode Island
$283K
CL
200
CIM LLC
New York
$282K

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.