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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

273 hedge funds and large institutions have $5.51B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q2 according to their latest regulatory filings, with 273 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
273
Holders Change
+273
Holders Change %
–
% of All Funds
8.91%
Holding in Top 10
34
Holding in Top 10 Change
+34
Holding in Top 10 Change %
%
% of All Funds
1.11%
New
273
Increased
–
Reduced
–
Closed
–
Calls
$1.72B
Puts
$1.37B
Net Calls
+$354M
Net Calls Change
+$354M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$609M
2
MB
2
MUFG Bank
Japan
$523M
3
CA
3
Commerzbank Aktiengesellschaft
Germany
$330M
4
Goldman Sachs
4
Goldman Sachs
New York
$293M
5
MSU
5
Mizuho Securities USA
New York
$271M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
MLL
126
Moody Lynn & Lieberson
Massachusetts
$1.4M 9,429 +9,429 New
SSB
127
Sandy Spring Bank
Maryland
$1.38M 9,308 +9,308 New
NIA
128
Northstar Investment Advisors
Colorado
$1.38M 9,297 +9,297 New
ECM
129
ETrade Capital Management
Virginia
$1.37M 9,203 +9,203 New
SNC
130
Stifel Nicolaus & Co
Missouri
$1.32M 8,888 +8,888 New
FHC
131
First Horizon Corporation
Tennessee
$1.22M 8,189 +8,189 New
RCM
132
Rotella Capital Management
Washington
$1.17M 7,900 +7,900 New
EHPM
133
Emery Howard Portfolio Management
California
$1.17M 7,869 +7,869 New
CA
134
Cetera Advisors
Colorado
$1.14M 7,671 +7,671 New
CWM
135
Cabot Wealth Management
Massachusetts
$1.14M 7,657 +7,657 New
M
136
MOTCO
Texas
$1.12M 7,528 +7,528 New
GJIC
137
Gamble Jones Investment Counsel
California
$1.07M 7,225 +7,225 New
KIA
138
KCM Investment Advisors
California
$1.07M 7,209 +7,209 New
PAS
139
Partnervest Advisory Services
California
$1.07M 7,210 +7,210 New
PAI
140
Pittenger & Anderson Inc
Nebraska
$1.04M 7,030 +7,030 New
WJA
141
Williams Jones & Associates
New York
$998K 6,719 +6,719 New
NG
142
NatWest Group
United Kingdom
$975K 6,568 +6,568 New
FIM
143
Freedom Investment Management
Connecticut
$879K 5,915 +5,915 New
ICOA
144
Investment Centers of America
North Dakota
$848K 5,713 +5,713 New
Parallax Volatility Advisers
145
Parallax Volatility Advisers
California
$842K 5,665 +5,665 New
NFG
146
Nadler Financial Group
Illinois
$836K 5,626 +5,626 New
FPCM
147
Financial Partners Capital Management
New York
$832K 5,600 +5,600 New
OC
148
Oppenheimer & Co
New York
$828K 5,569 +5,569 New
TAM
149
Tocqueville Asset Management
New York
$803K 5,403 +5,403 New
SI
150
SII Investments
Wisconsin
$776K 5,211 +5,211 New
4 5
6
7 8