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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
OFS
101
Orrstown Financial Services
Pennsylvania
$2.15M +$2.18M +14,261 New
GH
102
GAM Holding
Switzerland
$2.14M +$2.16M +14,171 New
Credit Agricole
103
Credit Agricole
France
$2.1M +$2.12M +13,900 New
Ameriprise
104
Ameriprise
Minnesota
$2.08M +$172K +1,125 +9%
IFWM
105
Institute for Wealth Management
Colorado
$2.06M -$802K -5,258 -28%
FTI
106
Fiduciary Trust International
Massachusetts
$2.06M -$397K -2,600 -16%
SCM
107
Southport Capital Management
Tennessee
$2.02M
Mariner
108
Mariner
Kansas
$1.96M +$1.55M +10,168 +358%
Creative Planning
109
Creative Planning
Kansas
$1.96M +$227K +1,485 +13%
JMPWA
110
JP Morgan Private Wealth Advisors
California
$1.95M +$143K +935 +8%
TCM
111
Tufton Capital Management
Maryland
$1.92M +$47.3K +310 +3%
BOS
112
Bingham Osborn & Scarborough
California
$1.86M -$90.3K -592 -5%
PFG
113
Pacific Financial Group
Washington
$1.84M -$36.6K -240 -2%
Neuberger Berman Group
114
Neuberger Berman Group
New York
$1.76M +$153K +1,000 +9%
Fidelity Investments
115
Fidelity Investments
Massachusetts
$1.56M -$19.5M -127,538 -93%
MCM
116
Murphy Capital Management
New Jersey
$1.55M +$27.9K +183 +2%
NAM
117
Nichols Asset Management
Massachusetts
$1.54M -$13K -85 -0.8%
ICOA
118
Investment Centers of America
North Dakota
$1.51M +$646K +4,233 +74%
MLL
119
Moody Lynn & Lieberson
Massachusetts
$1.42M
ECM
120
ETrade Capital Management
Virginia
$1.4M +$8.24K +54 +0.6%
NIA
121
Northstar Investment Advisors
Colorado
$1.4M -$9.16K -60 -0.6%
RC
122
Roundview Capital
New Jersey
$1.32M +$550K +3,602 +70%
AAS
123
Annex Advisory Services
Wisconsin
$1.32M -$215K -1,407 -14%
SNC
124
Stifel Nicolaus & Co
Missouri
$1.25M -$93.6K -613 -7%
FHA
125
First Horizon Advisors
Tennessee
$1.24M +$1.25M +8,189 New

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.