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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

267 hedge funds and large institutions have $4.4B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.66%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$321M
2
GC
2
Guggenheim Capital
Illinois
$122M
3
VKH
3
Virtu KCG Holdings
New York
$104M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$80.2M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$120M

Top Sellers

1
MB
1
MUFG Bank
Japan
$0
2
RMPT
2
Raytheon Master Pension Trust
Massachusetts
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$68.8M
4
Nomura Holdings
4
Nomura Holdings
Japan
$12.2M
5
MSU
5
Mizuho Securities USA
New York
$124M
Name Market Value Shares Shares
Change 		Shares
Change %
OFS
101
Orrstown Financial Services
Pennsylvania
$2.15M 14,261 +14,261 New
GH
102
GAM Holding
Switzerland
$2.14M 14,171 +14,171 New
Credit Agricole
103
Credit Agricole
France
$2.1M 13,900 +13,900 New
Ameriprise
104
Ameriprise
Minnesota
$2.08M 13,770 +1,125 +9%
IFWM
105
Institute for Wealth Management
Colorado
$2.07M 13,675 -5,258 -28%
FTI
106
Fiduciary Trust International
Massachusetts
$2.06M 13,607 -2,600 -16%
SCM
107
Southport Capital Management
Tennessee
$2.02M 13,395 – –
Mariner
108
Mariner
Kansas
$1.96M 13,008 +10,168 +358%
Creative Planning
109
Creative Planning
Kansas
$1.96M 12,972 +1,485 +13%
JPMPWA
110
J.P. Morgan Private Wealth Advisors
California
$1.95M 12,890 +935 +8%
TCM
111
Tufton Capital Management
Maryland
$1.92M 12,689 +310 +3%
BOS
112
Bingham Osborn & Scarborough
California
$1.86M 12,337 -592 -5%
PFG
113
Pacific Financial Group
Washington
$1.84M 12,181 -240 -2%
Neuberger Berman Group
114
Neuberger Berman Group
New York
$1.76M 11,658 +1,000 +9%
Fidelity Investments
115
Fidelity Investments
Massachusetts
$1.56M 10,336 -127,538 -93%
MCM
116
Murphy Capital Management
New Jersey
$1.55M 10,268 +183 +2%
NAM
117
Nichols Asset Management
Massachusetts
$1.54M 10,223 -85 -0.8%
ICOA
118
Investment Centers of America
North Dakota
$1.51M 9,946 +4,233 +74%
MLL
119
Moody Lynn & Lieberson
Massachusetts
$1.42M 9,429 – –
ECM
120
ETrade Capital Management
Virginia
$1.4M 9,257 +54 +0.6%
NIA
121
Northstar Investment Advisors
Colorado
$1.4M 9,237 -60 -0.6%
RC
122
Roundview Capital
New Jersey
$1.32M 8,770 +3,602 +70%
AAS
123
Annex Advisory Services
Wisconsin
$1.32M 8,741 -1,407 -14%
SNC
124
Stifel Nicolaus & Co
Missouri
$1.25M 8,275 -613 -7%
FHA
125
First Horizon Advisors
Tennessee
$1.24M 8,189 +8,189 New
3 4
5
6 7