DIA icon

SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

383 hedge funds and large institutions have $3.61B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

Holders
383
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.24%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$431M
2
Nomura Holdings
2
Nomura Holdings
Japan
$126M
3
CM
3
Churchill Management
California
$70.1M
4
Morgan Stanley
4
Morgan Stanley
New York
$470M
5
QIM
5
Quantitative Investment Management
Virginia
$37.8M

Top Sellers

1
Citigroup
1
Citigroup
New York
$22.3M
2
FM
2
Forward Management
California
$203K
3
BAM
3
Broadmark Asset Management
California
$0
4
HI
4
Horizon Investments
North Carolina
$0
5
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$62.2M
Name Market Value Shares Shares
Change 		Shares
Change %
HR
76
Howe & Rusling
New York
$5.08M 27,815 -665 -2%
NPC
77
National Planning Corporation
California
$5M 27,411 -327 -1%
VAM
78
Verity Asset Management
North Carolina
$4.65M 25,462 +1,582 +7%
Stifel Financial
79
Stifel Financial
Missouri
$4.61M 25,273 +517 +2%
ECML
80
Eagle Capital Management (Louisiana)
Louisiana
$4.55M 24,891 +22,786 +1,082%
Creative Planning
81
Creative Planning
Kansas
$4.51M 24,665 +2,759 +13%
PA
82
Pinnacle Associates
New York
$4.39M 24,027 -2,157 -8%
ISB
83
Iowa State Bank
Iowa
$4.34M 23,720 – –
WT
84
Whittier Trust
California
$4.28M 23,408 -6,594 -22%
Bank of New York Mellon
85
Bank of New York Mellon
New York
$4.26M 23,323 -1,077 -4%
SIA
86
Starfire Investment Advisers
Michigan
$4.19M 22,904 -410 -2%
TIM
87
Tortoise Investment Management
New York
$4.17M 22,799 -337 -1%
WJA
88
Williams Jones & Associates
New York
$4.06M 22,234 +15,393 +225%
MFS
89
MSI Financial Services
Massachusetts
$3.83M 20,973 +4,350 +26%
BTS
90
BB&T Securities
Virginia
$3.56M 19,459 +8,210 +73%
DT
91
Diversified Trust
Tennessee
$3.49M 19,102 – –
JPMPWA
92
J.P. Morgan Private Wealth Advisors
California
$3.46M 18,917 -6,472 -25%
PAG
93
Private Advisor Group
New Jersey
$3.4M 18,724 +1,535 +9%
PWMAG
94
Pinnacle Wealth Management Advisory Group
New Jersey
$3.35M 18,330 -1,000 -5%
Fidelity Investments
95
Fidelity Investments
Massachusetts
$3.05M 16,808 +4,564 +37%
SAS
96
Stelac Advisory Services
New York
$3.02M 16,502 -1,867 -10%
EDRH
97
Edmond de Rothschild Holding
Switzerland
$2.79M 15,280 -5,040 -25%
EDRS
98
Edmond de Rothschild (Suisse)
Switzerland
$2.77M 15,140 -3,040 -17%
CA
99
Cetera Advisors
Colorado
$2.74M 15,012 -2,904 -16%
Capital Fund Management (CFM)
100
Capital Fund Management (CFM)
France
$2.67M 14,598 +11,300 +343%
2 3
4
5 6