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State Street SPDR Dow Jones Industrial Average ETF Trust

384 hedge funds and large institutions have $3.61B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more call options, than puts

Call options by funds: $2.16B | Put options by funds: $1.91B

3% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 29

5% less capital invested

Capital invested by funds: $3.8B → $3.61B (-$188M)

2% less funds holding

Funds holding: 390384 (-6)

3.39% less ownership

Funds ownership: 32.29%28.9% (-3.4%)

18% less funds holding in top 10

Funds holding in top 10: 2823 (-5)

34% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 143

Holders
384
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.25%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M
Name Holding Trade Value Shares
Change
Change in
Stake
HR
76
Howe & Rusling
New York
$5.08M -$122K -665 -2%
NPC
77
National Planning Corporation
California
$5M -$60K -327 -1%
VAM
78
Verity Asset Management
North Carolina
$4.65M +$290K +1,582 +7%
Stifel Financial
79
Stifel Financial
Missouri
$4.61M +$94.9K +517 +2%
ECML
80
Eagle Capital Management (Louisiana)
Louisiana
$4.55M +$4.18M +22,786 +1,082%
Creative Planning
81
Creative Planning
Kansas
$4.51M +$507K +2,759 +13%
PA
82
Pinnacle Associates
New York
$4.39M -$396K -2,157 -8%
ISB
83
Iowa State Bank
Iowa
$4.34M
WT
84
Whittier Trust
California
$4.28M -$1.21M -6,594 -22%
Bank of New York Mellon
85
Bank of New York Mellon
New York
$4.26M -$198K -1,077 -4%
SIA
86
Starfire Investment Advisers
Michigan
$4.19M -$75.3K -410 -2%
TIM
87
Tortoise Investment Management
New York
$4.17M -$61.9K -337 -1%
WJA
88
Williams Jones & Associates
New York
$4.06M +$2.83M +15,393 +225%
MFS
89
MSI Financial Services
Massachusetts
$3.83M +$799K +4,350 +26%
BTS
90
BB&T Securities
Virginia
$3.56M +$1.51M +8,210 +73%
DT
91
Diversified Trust
Tennessee
$3.49M
JMPWA
92
JP Morgan Private Wealth Advisors
California
$3.46M -$1.19M -6,472 -25%
PAG
93
Private Advisor Group
New Jersey
$3.4M +$282K +1,535 +9%
PWMAG
94
Pinnacle Wealth Management Advisory Group
New Jersey
$3.35M -$184K -1,000 -5%
Fidelity Investments
95
Fidelity Investments
Massachusetts
$3.05M +$838K +4,564 +37%
SAS
96
Stelac Advisory Services
New York
$3.02M -$343K -1,867 -10%
EDRH
97
Edmond de Rothschild Holding
Switzerland
$2.79M -$925K -5,040 -25%
EDRS
98
Edmond de Rothschild (Suisse)
Switzerland
$2.77M -$558K -3,040 -17%
CA
99
Cetera Advisors
Colorado
$2.74M -$533K -2,904 -16%
Capital Fund Management (CFM)
100
Capital Fund Management (CFM)
France
$2.67M +$2.07M +11,300 +343%

DIA Hedge Fund Activity: Q3 2016 in Review

384 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2016, worth a combined $3.61B — down 5% from $3.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 95 added to existing stakes and 143 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $293M. The largest seller was Citigroup, cutting an estimated $234M.

  • 384 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2016, down from 390 in Q2 2016.
  • Funds reported $3.61B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2016, down 5% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2016 and 29 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2016 was Goldman Sachs, an estimated $293M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2016 was Citigroup, an estimated $234M sold.

Based on aggregated 13F filings for Q3 2016.