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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

267 hedge funds and large institutions have $4.4B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.66%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$321M
2
GC
2
Guggenheim Capital
Illinois
$122M
3
VKH
3
Virtu KCG Holdings
New York
$104M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$80.2M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$120M

Top Sellers

1
MB
1
MUFG Bank
Japan
$0
2
RMPT
2
Raytheon Master Pension Trust
Massachusetts
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$68.8M
4
Nomura Holdings
4
Nomura Holdings
Japan
$12.2M
5
MSU
5
Mizuho Securities USA
New York
$124M
Name Market Value Shares Shares
Change 		Shares
Change %
11A
76
10-15 Associates
New York
$4.04M 26,775 -229 -0.8%
MA
77
MUFG Americas
New York
$4.03M 26,690 +16,025 +150%
SI
78
Stephens Inc
Arkansas
$3.93M 26,052 -386 -1%
MA
79
Montag & Associates
Georgia
$3.93M 26,035 -500 -2%
TIM
80
Tortoise Investment Management
New York
$3.86M 25,541 -726 -3%
HNB
81
Huntington National Bank
Ohio
– – – –
Walleye Trading
82
Walleye Trading
New York
$3.73M 24,699 +24,699 New
Bank of Nova Scotia
83
Bank of Nova Scotia
Ontario, Canada
$3.57M 23,640 +3,600 +18%
STMM
84
South Texas Money Management
Texas
$3.52M 23,309 +931 +4%
NCM
85
Narwhal Capital Management
Georgia
$3.44M 22,800 – –
PAMG
86
Patton Albertson Miller Group
Tennessee
$3.05M 20,170 +775 +4%
NB
87
NBT Bank
New York
$3.01M 19,917 -1,079 -5%
DT
88
Diversified Trust
Tennessee
$2.88M 19,102 – –
PAS
89
Partnervest Advisory Services
California
$2.7M 17,846 +10,636 +148%
HR
90
Howe & Rusling
New York
$2.68M 17,595 -4,090 -19%
Bessemer Group
91
Bessemer Group
New Jersey
$2.65M 17,579 -261 -1%
US Bancorp
92
US Bancorp
Minnesota
$2.57M 17,005 +196 +1%
GWM
93
Greenwich Wealth Management
Connecticut
$2.54M 16,796 +57 +0.3%
JIC
94
Johnson Investment Counsel
Ohio
$2.43M 16,102 -895 -5%
NAM
95
NTV Asset Management
West Virginia
$2.42M 15,995 +1,510 +10%
WA
96
WFG Advisors
Texas
$2.34M 15,472 +1,274 +9%
RCM
97
Rotella Capital Management
Washington
$2.33M 15,400 +7,500 +95%
KA
98
Kovack Advisors
Florida
$2.22M 14,679 -2,742 -16%
KC
99
Kingfisher Capital
North Carolina
$2.18M 14,419 +730 +5%
SBH
100
Segall Bryant & Hamill
Illinois
$2.17M 14,395 -5,525 -28%
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4
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