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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
11A
76
10-15 Associates
New York
$4.04M -$35K -229 -0.8%
MA
77
MUFG Americas
New York
$4.03M +$2.45M +16,025 +150%
SI
78
Stephens Inc
Arkansas
$3.93M -$58.9K -386 -1%
MA
79
Montag & Associates
Georgia
$3.93M -$76.3K -500 -2%
TIM
80
Tortoise Investment Management
New York
$3.86M -$111K -726 -3%
HNB
81
Huntington National Bank
Ohio
$3.8M
Walleye Trading
82
Walleye Trading
New York
$3.73M +$3.77M +24,699 New
Bank of Nova Scotia
83
Bank of Nova Scotia
Ontario, Canada
$3.57M +$549K +3,600 +18%
STMM
84
South Texas Money Management
Texas
$3.52M +$142K +931 +4%
NCM
85
Narwhal Capital Management
Georgia
$3.44M
PAMG
86
Patton Albertson Miller Group
Tennessee
$3.05M +$118K +775 +4%
NB
87
NBT Bank
New York
$3.01M -$165K -1,079 -5%
DT
88
Diversified Trust
Tennessee
$2.88M
PAS
89
Partnervest Advisory Services
California
$2.69M +$1.62M +10,636 +148%
HR
90
Howe & Rusling
New York
$2.68M -$624K -4,090 -19%
Bessemer Group
91
Bessemer Group
New Jersey
$2.65M -$39.8K -261 -1%
US Bancorp
92
US Bancorp
Minnesota
$2.57M +$29.9K +196 +1%
GWM
93
Greenwich Wealth Management
Connecticut
$2.54M +$8.7K +57 +0.3%
JIC
94
Johnson Investment Counsel
Ohio
$2.43M -$137K -895 -5%
NAM
95
NTV Asset Management
West Virginia
$2.42M +$230K +1,510 +10%
WA
96
WFG Advisors
Texas
$2.34M +$194K +1,274 +9%
RCM
97
Rotella Capital Management
Washington
$2.33M +$1.14M +7,500 +95%
KA
98
Kovack Advisors
Florida
$2.22M -$418K -2,742 -16%
KC
99
Kingfisher Capital
North Carolina
$2.18M +$111K +730 +5%
SBH
100
Segall Bryant & Hamill
Illinois
$2.17M -$843K -5,525 -28%

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.