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State Street SPDR Dow Jones Industrial Average ETF Trust

388 hedge funds and large institutions have $3.92B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 103 increasing their positions, 142 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $2.22B | Put options by funds: $1.73B

2% less funds holding

Funds holding: 397388 (-9)

3.7% less ownership

Funds ownership: 35.12%31.42% (-3.7%)

10% less first-time investments, than exits

New positions opened: 36 | Existing positions closed: 40

12% less capital invested

Capital invested by funds: $4.45B → $3.92B (-$527M)

14% less funds holding in top 10

Funds holding in top 10: 2824 (-4)

27% less repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 142

Holders
388
Holders Change
-9
Holders Change %
-2.27%
% of All Funds
10.34%
Holding in Top 10
24
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.29%
% of All Funds
0.64%
New
36
Increased
103
Reduced
142
Closed
40
Calls
$2.22B
Puts
$1.73B
Net Calls
+$486M
Net Calls Change
+$434M
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
51
HighTower Advisors
Illinois
$9.54M +$675K +4,053 +8%
FIM
52
Freedom Investment Management
Connecticut
$8.74M +$7.16M +42,988 +659%
SAM
53
Summit Asset Management
Tennessee
$8.67M +$86.3K +518 +1%
RFS
54
Rockefeller Financial Services
New York
$8.58M
RJA
55
Raymond James & Associates
Florida
$8.49M -$5.02M -30,159 -39%
M&T Bank
56
M&T Bank
New York
$8.23M -$250K -1,500 -3%
HSBC Holdings
57
HSBC Holdings
United Kingdom
$8.11M -$30.3M -182,167 -80%
ONB
58
Old National Bancorp
Indiana
$7.95M
PH
59
Pinnacle Holdings
Oklahoma
$7.81M -$437K -2,622 -6%
VIA
60
Vantage Investment Advisors
Pennsylvania
$7.77M +$905K +5,436 +14%
AIM
61
Advantage Investment Management
Iowa
$7.7M +$6.67M +40,041 +1,124%
Northwestern Mutual Wealth Management
62
Northwestern Mutual Wealth Management
Wisconsin
$7.63M +$45K +270 +0.6%
GA
63
GFS Advisors
Texas
$7.58M -$2.87M -17,250 -29%
TA
64
Teachers Advisors
New York
$7.49M
NPC
65
National Planning Corporation
California
$7.07M -$920K -5,527 -12%
CIBC World Market
66
CIBC World Market
Ontario, Canada
$6.99M -$431K -2,587 -6%
BMC
67
Benin Management Corp
Connecticut
$6.95M
BA
68
Birinyi Associates
Connecticut
$6.87M +$1.58M +9,500 +32%
WT
69
Whittier Trust
California
$6.36M -$515K -3,090 -8%
ANTB
70
AMG National Trust Bank
Colorado
$6.31M +$811K +4,868 +16%
Millennium Management
71
Millennium Management
New York
$6.25M +$837K +5,028 +17%
WTC
72
WhitTier Trust Company
Nevada
$6.01M +$28K +168 +0.5%
STMM
73
South Texas Money Management
Texas
$5.61M +$109K +654 +2%
IWA
74
Intercontinental Wealth Advisors
Texas
$5.59M -$20K -120 -0.4%
Walleye Trading
75
Walleye Trading
New York
$5.48M +$5.16M +31,011 New

DIA Hedge Fund Activity: Q1 2016 in Review

388 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2016, worth a combined $3.92B — down 12% from $4.45B a quarter earlier.

Sellers outnumbered buyers: 40 funds closed out of DIA and 36 opened new positions — a net loss of 4 holders — while 142 trimmed existing stakes and 103 added.

The largest buyer was Stadion Money Management, opening a new position worth an estimated $200M. The largest seller was Morgan Stanley, cutting an estimated $134M.

  • 388 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2016, down from 397 in Q4 2015.
  • Funds reported $3.92B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2016, down 12% quarter-over-quarter.
  • 36 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2016 and 40 closed out, a net change of -4 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2016 was Stadion Money Management, an estimated $200M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2016 was Morgan Stanley, an estimated $134M sold.

Based on aggregated 13F filings for Q1 2016.