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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

355 hedge funds and large institutions have $3.14B invested in SPDR Dow Jones Industrial Average ETF Trust in 2015 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 102 increasing their positions, 109 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
355
Holders Change
–
Holders Change %
0%
% of All Funds
9.92%
Holding in Top 10
23
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8%
% of All Funds
0.64%
New
42
Increased
102
Reduced
109
Closed
39
Calls
$2.51B
Puts
$2.97B
Net Calls
-$462M
Net Calls Change
+$526M

Top Buyers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$136M
2
Morgan Stanley
Morgan Stanley
New York
$416M
3
CS
Credit Suisse
Switzerland
$94M
4
Goldman Sachs
Goldman Sachs
New York
$124M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$87.6M

Top Sellers

1
MSU
Mizuho Securities USA
New York
$0
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$70.1M
3
VF
Virtu Financial
New York
$3.01M
4
HSBC Holdings
HSBC Holdings
United Kingdom
$6.28M
5
TH
Timber Hill
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FWM
51
Focused Wealth Management
New York
$8.63M +$46.7K +287 +0.5%
AIIMS
52
Analyst IMS Investment Management Services
Israel
$8.34M -$1.35M -8,295 -14%
NPC
53
National Planning Corporation
California
$8.17M +$2.86M +16,036 +54%
Cambridge Investment Research Advisors
54
Cambridge Investment Research Advisors
Iowa
$8.06M -$1.07M -6,598 -12%
RFS
55
Rockefeller Financial Services
New York
$7.9M – – –
RJA
56
Raymond James & Associates
Florida
$7.89M -$320K -1,969 -4%
PH
57
Pinnacle Holdings
Oklahoma
$7.62M +$455K +2,797 +6%
SAM
58
Summit Asset Management
Tennessee
$7.61M +$174K +1,071 +2%
M&T Bank
59
M&T Bank
New York
$7.34M +$281K +1,726 +4%
ONB
60
Old National Bancorp
Indiana
$7.32M – – –
MCM
61
Murphy Capital Management
New Jersey
$7.23M +$1.69M +10,363 +30%
Northwestern Mutual Wealth Management
62
Northwestern Mutual Wealth Management
Wisconsin
$7.18M -$325K -1,997 -4%
CIBC World Market
63
CIBC World Market
Ontario, Canada
$7.14M +$151K +930 +2%
TA
64
Teachers Advisors
New York
$6.9M +$3.25M +20,000 +89%
Sumitomo Mitsui Trust Group
65
Sumitomo Mitsui Trust Group
Japan
$6.56M +$1.9M +11,700 +41%
RJFSA
66
Raymond James Financial Services Advisors
Florida
$6.52M +$6.52M +40,095 New
HighTower Advisors
67
HighTower Advisors
Illinois
$6.45M +$5.77M +35,476 +851%
HSBC Holdings
68
HSBC Holdings
United Kingdom
$6.28M -$42.8M -263,064 -87%
BBPWM
69
Blue Bell Private Wealth Management
Pennsylvania
$6.19M -$1.69M -10,363 -21%
VIA
70
Vantage Investment Advisors
Pennsylvania
$6.1M +$31.5K +194 +0.5%
Bank of New York Mellon
71
Bank of New York Mellon
New York
$6.04M -$799K -4,916 -12%
WTC
72
WhitTier Trust Company
Nevada
$6M +$40.8K +251 +0.7%
Baird Financial Group
73
Baird Financial Group
Wisconsin
$5.65M +$749K +4,605 +15%
WT
74
Whittier Trust
California
$5.47M +$416K +2,557 +8%
ANTB
75
AMG National Trust Bank
Colorado
$5.05M +$243K +1,495 +5%
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