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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
SAS
51
Stelac Advisory Services
New York
$8.97M +$1.61M +10,561 +21%
PVH
52
Psagot Value Holdings
Israel
$8.56M -$16.7M -109,256 -66%
CAN
53
Cetera Advisor Networks
California
$8.18M -$4.4M -28,850 -35%
LA
54
Leonetti & Associates
Illinois
$8.11M -$2.73M -17,900 -25%
SAM
55
Summit Asset Management
Tennessee
$7.96M -$248K -1,625 -3%
Bank of New York Mellon
56
Bank of New York Mellon
New York
$7.68M +$566K +3,708 +8%
RFS
57
Rockefeller Financial Services
New York
$7.33M
CI
58
Chartist Inc
California
$7.24M -$175K -1,149 -2%
SPIA
59
Strategic Point Investment Advisors
Rhode Island
$7.07M +$72.5K +475 +1%
BA
60
Birinyi Associates
Connecticut
$6.89M +$290K +1,900 +4%
TA
61
Teachers Advisors
New York
$6.64M -$3.59M -23,500 -35%
JT
62
Jump Trading
Illinois
$6.47M +$6.54M +42,865 New
PSI
63
Pinnacle Summer Investments
Virginia
$6.35M +$2.6M +17,030 +68%
M&T Bank
64
M&T Bank
New York
$6.33M +$83.9K +550 +1%
SMM
65
Stadion Money Management
Georgia
$5.89M +$626K +4,104 +12%
BBPWM
66
Blue Bell Private Wealth Management
Pennsylvania
$5.73M +$1.16M +7,601 +25%
WT
67
Whittier Trust
California
$5.72M -$511K -3,345 -8%
WTC
68
WhitTier Trust Company
Nevada
$5.06M -$278K -1,823 -5%
Northwestern Mutual Wealth Management
69
Northwestern Mutual Wealth Management
Wisconsin
$5.03M +$308K +2,017 +6%
N
70
Natixis
France
$5.01M +$2.55M +16,680 +101%
CIBC World Market
71
CIBC World Market
Ontario, Canada
$4.92M +$2.09M +13,700 +73%
ANTB
72
AMG National Trust Bank
Colorado
$4.62M +$211K +1,383 +5%
ASN
73
Advisory Services Network
Georgia
$4.57M +$358K +2,345 +8%
AIG
74
American International Group
New York
$4.26M +$2.01M +13,173 +87%
GA
75
GFS Advisors
Texas
$4.14M -$149K -976 -3%

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.