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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
MSU
26
Mizuho Securities USA
New York
$39.2M -$1.06M -5,597 -2%
ACM
27
Aviance Capital Management
Florida
$38.6M +$22.6M +120,019 +160%
Millennium Management
28
Millennium Management
New York
$38.3M +$36.3M +192,476 +16,040%
Nomura Holdings
29
Nomura Holdings
Japan
$34.4M -$96.6M -512,087 -75%
BMM
30
Berkshire Money Management
Massachusetts
$34M +$32.4M +171,897 New
FAG
31
Financial Advisory Group
Texas
$33.6M -$257K -1,361 -0.8%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$31.1M +$6.04M +32,060 +26%
Northern Trust
33
Northern Trust
Illinois
$30.6M -$231K -1,225 -0.8%
MSWM
34
Mader & Shannon Wealth Management
Missouri
$25.5M +$24.3M +128,913 New
Citigroup
35
Citigroup
New York
$25.1M +$916K +4,860 +4%
Citadel Advisors
36
Citadel Advisors
Florida
$24.9M +$21.3M +112,780 +838%
CS
37
Credit Suisse
Switzerland
$20M +$1.1M +5,808 +6%
KeyBank National Association
38
KeyBank National Association
Ohio
$19.8M +$18.9K +100 +0.1%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$19.3M -$7.81M -41,440 -30%
AG
40
Advisor Group
Arizona
$18.5M +$8.81M +46,714 +100%
RJA
41
Raymond James & Associates
Florida
$17.6M +$5.16M +27,356 +44%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$17.3M +$5.93M +31,473 +56%
PVH
43
Psagot Value Holdings
Israel
$16.9M +$1.58M +8,376 +11%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$16.3M +$3.34M +17,703 +27%
SB
45
Suntrust Banks
Georgia
$16M +$4.47M +23,690 +41%
HCA
46
Heck Capital Advisors
Wisconsin
$15.9M +$15.2M +80,383 New
SFG
47
SNS Financial Group
Minnesota
$15.2M -$3.09M -16,370 -18%
GA
48
GFS Advisors
Texas
$13.1M +$648K +3,435 +5%
Stifel Financial
49
Stifel Financial
Missouri
$13M +$7.62M +40,396 +160%
GH
50
GAM Holding
Switzerland
$12.7M

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.