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State Street SPDR Dow Jones Industrial Average ETF Trust

384 hedge funds and large institutions have $3.61B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more call options, than puts

Call options by funds: $2.16B | Put options by funds: $1.91B

3% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 29

5% less capital invested

Capital invested by funds: $3.8B → $3.61B (-$188M)

2% less funds holding

Funds holding: 390384 (-6)

3.39% less ownership

Funds ownership: 32.29%28.9% (-3.4%)

18% less funds holding in top 10

Funds holding in top 10: 2823 (-5)

34% less repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 143

Holders
384
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.25%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
376
Thrivent Financial for Lutherans
Minnesota
$7K
TCM
377
Tradewinds Capital Management
Washington
$7K
KA
378
Klingman & Associates
New York
$6K
CWM
379
Cedar Wealth Management
California
$5K
FMP
380
Financial Management Professionals
Texas
$5K
AWMS
381
Advocacy Wealth Management Services
Georgia
$4K -$2.2K -12 -34%
CFA
382
Carroll Financial Associates
North Carolina
$3K
SIC
383
Salem Investment Counselors
North Carolina
$2.38K
TCOV
384
Trust Company of Vermont
Vermont
$2K
SIM
385
Sonora Investment Management
Arizona
$1.83K
CCS
386
Crosspoint Capital Strategies
California
$1K
BAM
387
Broadmark Asset Management
California
-$118M -660,869 Closed
HI
388
Horizon Investments
North Carolina
-$118M -657,293 Closed
Parallax Volatility Advisers
389
Parallax Volatility Advisers
California
-$30M -163,453 -100%
TH
390
Timber Hill
Connecticut
-$11.3M -61,620 Closed
TA
391
Teachers Advisors
New York
-$10.3M -57,724 Closed
FFS
392
Founders Financial Securities
Maryland
-$9.83M -54,925 Closed
CWM
393
CIBC World Markets
New York
-$8.95M -50,000 Closed
Northwestern Mutual Wealth Management
394
Northwestern Mutual Wealth Management
Wisconsin
-$7.71M -43,073 Closed
QA
395
Quantitative Advantage
Minnesota
-$2.03M -11,316 Closed
JSAM
396
J. Safra Asset Management
New York
-$1.04M -5,800 Closed
HW
397
Hedeker Wealth
Illinois
-$516K -2,884 Closed
VA
398
Valmark Advisers
Ohio
-$409K -2,287 Closed
FPCM
399
Financial Partners Capital Management
New York
-$372K -2,076 Closed
EDRE
400
Edmond de Rothschild (Europe)
Luxembourg
-$358K -2,000 Closed

DIA Hedge Fund Activity: Q3 2016 in Review

384 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2016, worth a combined $3.61B — down 5% from $3.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new DIA positions and 29 closed out — a net gain of 1 holder — while 95 added to existing stakes and 143 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $293M. The largest seller was Citigroup, cutting an estimated $234M.

  • 384 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2016, down from 390 in Q2 2016.
  • Funds reported $3.61B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2016, down 5% quarter-over-quarter.
  • 30 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2016 and 29 closed out, a net change of +1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2016 was Goldman Sachs, an estimated $293M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2016 was Citigroup, an estimated $234M sold.

Based on aggregated 13F filings for Q3 2016.