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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

383 hedge funds and large institutions have $3.61B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 95 increasing their positions, 143 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
383
Holders Change
-6
Holders Change %
-1.54%
% of All Funds
10.24%
Holding in Top 10
23
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-17.86%
% of All Funds
0.61%
New
30
Increased
95
Reduced
143
Closed
29
Calls
$2.16B
Puts
$1.91B
Net Calls
+$253M
Net Calls Change
+$84.8M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$431M
2
Nomura Holdings
2
Nomura Holdings
Japan
$126M
3
CM
3
Churchill Management
California
$70.1M
4
Morgan Stanley
4
Morgan Stanley
New York
$470M
5
QIM
5
Quantitative Investment Management
Virginia
$37.8M

Top Sellers

1
Citigroup
1
Citigroup
New York
$22.3M
2
FM
2
Forward Management
California
$203K
3
BAM
3
Broadmark Asset Management
California
$0
4
HI
4
Horizon Investments
North Carolina
$0
5
NMIFOAC
5
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$62.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
TCM
376
Tradewinds Capital Management
Washington
$7K – – –
KA
377
Klingman & Associates
New York
$6K – – –
FMP
378
Financial Management Professionals
Texas
$5K – – –
CWM
379
Cedar Wealth Management
California
$5K – – –
AWMS
380
Advocacy Wealth Management Services
Georgia
$4K -$2.09K -12 -34%
CFA
381
Carroll Financial Associates
North Carolina
$3K – – –
SIC
382
Salem Investment Counselors
North Carolina
$2.38K – – –
TCOV
383
Trust Company of Vermont
Vermont
$2K – – –
SIM
384
Sonora Investment Management
Arizona
$1.83K – – –
CCS
385
Crosspoint Capital Strategies
California
$1K – – –
BAM
386
Broadmark Asset Management
California
– -$118M -660,869 Closed
HI
387
Horizon Investments
North Carolina
– -$118M -657,293 Closed
TH
388
Timber Hill
Connecticut
– -$11M -61,620 Closed
TA
389
Teachers Advisors
New York
– -$10.3M -57,724 Closed
FFS
390
Founders Financial Securities
Maryland
– -$9.83M -54,925 Closed
CWM
391
CIBC World Markets
New York
– -$8.95M -50,000 Closed
Northwestern Mutual Wealth Management
392
Northwestern Mutual Wealth Management
Wisconsin
– -$7.71M -43,073 Closed
QA
393
Quantitative Advantage
Minnesota
– -$2.03M -11,316 Closed
JSAM
394
J. Safra Asset Management
New York
– -$1.04M -5,800 Closed
HW
395
Hedeker Wealth
Illinois
– -$516K -2,884 Closed
VA
396
Valmark Advisers
Ohio
– -$409K -2,287 Closed
FPCM
397
Financial Partners Capital Management
New York
– -$372K -2,076 Closed
EDRE
398
Edmond de Rothschild (Europe)
Luxembourg
– -$358K -2,000 Closed
Mirae Asset Global Investments
399
Mirae Asset Global Investments
South Korea
– -$331K -1,850 Closed
AB
400
AT Bancorp
Iowa
– -$331K -1,850 Closed
13 14 15
16
17