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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

313 hedge funds and large institutions have $5.31B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q4 according to their latest regulatory filings, with 77 funds opening new positions, 79 increasing their positions, 98 reducing their positions, and 29 closing their positions.

Holders
313
Holders Change
+46
Holders Change %
+17.23%
% of All Funds
9.09%
Holding in Top 10
32
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+18.52%
% of All Funds
0.93%
New
77
Increased
79
Reduced
98
Closed
29
Calls
$1.52B
Puts
$1.69B
Net Calls
-$169M
Net Calls Change
-$762M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$728M
2
Citigroup
2
Citigroup
New York
$320M
3
Deutsche Bank
3
Deutsche Bank
Germany
$250M
4
SG Americas Securities
4
SG Americas Securities
New York
$260M
5
Nomura Holdings
5
Nomura Holdings
Japan
$94.8M

Top Sellers

1
AM
1
Appaloosa Management
Florida
$0
2
GC
2
Guggenheim Capital
Illinois
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$44.8M
4
MSU
4
Mizuho Securities USA
New York
$52.8M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PFSC
301
Peoples Financial Services Corp
Pennsylvania
$18K +$18K +111 New
CCM
302
Chilton Capital Management
Texas
$13.2K – – –
DOA
303
D'Orazio & Associates
Virginia
$12K +$12K +70 New
MAM
304
Meeder Asset Management
Ohio
$11K +$11K +65 New
TCM
305
Tradewinds Capital Management
Washington
$10K +$10K +60 New
LNB
306
Ledyard National Bank
$10K +$10K +60 New
BWFA
307
Baltimore-Washington Financial Advisors
Maryland
$8K – – –
WCM
308
Wealthcare Capital Management
Virginia
$8K – – –
CWM
309
Cranbrook Wealth Management
Michigan
$8K +$8K +47 New
DADC
310
D.A. Davidson & Co
Montana
$8K +$8K +50 New
FMII
311
Farmers & Merchants Investments Inc
Nebraska
$6K -$32.4K -200 -84%
FMP
312
Financial Management Professionals
Texas
$5K – – –
TCOV
313
Trust Company of Vermont
Vermont
$2K – – –
ECM
314
Exchange Capital Management
Michigan
$2K – – –
AM
315
Appaloosa Management
Florida
– -$151M -1,000,000 Closed
GC
316
Guggenheim Capital
Illinois
– -$122M -806,700 Closed
Two Sigma Investments
317
Two Sigma Investments
New York
– -$80.2M -531,234 Closed
CA
318
Cumberland Advisors
Florida
– -$17.4M -114,950 Closed
LA
319
Leonetti & Associates
Illinois
– -$8.11M -53,725 Closed
SPIA
320
Strategic Point Investment Advisors
Rhode Island
– -$7.07M -46,820 Closed
SMM
321
Stadion Money Management
Georgia
– -$5.89M -38,978 Closed
Bank of Nova Scotia
322
Bank of Nova Scotia
Ontario, Canada
– -$3.57M -23,640 Closed
Comerica Bank
323
Comerica Bank
Texas
– -$1.21M -8,038 Closed
T
324
TradeWorx
New Jersey
– -$858K -5,685 Closed
TAM
325
Tocqueville Asset Management
New York
– -$797K -5,278 Closed
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13
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