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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
LGWM
276
Litman Gregory Wealth Management
California
-$8.11M -54,600 Closed
RJFSA
277
Raymond James Financial Services Advisors
Florida
-$6.42M -43,243 Closed
SR
278
Swiss Reinsurance
Switzerland
-$5.2M -35,000 Closed
VF
279
Virtu Financial
New York
-$4.66M -31,306 Closed
AGA
280
Accuvest Global Advisors
Utah
-$4.64M -31,245 Closed
PH
281
Pinnacle Holdings
Oklahoma
-$4.37M -29,430 Closed
TD Asset Management
282
TD Asset Management
Ontario, Canada
-$1.53M -10,300 Closed
Rafferty Asset Management
283
Rafferty Asset Management
New York
-$1.44M -9,700 Closed
CWM
284
Cabot Wealth Management
Massachusetts
-$1.14M -7,657 Closed
FPCM
285
Financial Partners Capital Management
New York
-$832K -5,600 Closed
SI
286
SII Investments
Wisconsin
-$776K -5,211 Closed
PFS
287
Prospera Financial Services
Texas
-$721K -4,827 Closed
DS
288
DRW Securities
Illinois
-$559K -3,764 Closed
RHBC
289
R.H. Bluestein & Co
Michigan
-$529K -3,560 Closed
GIM
290
Grassi Investment Management
California
-$442K -2,975 Closed
KFS
291
KMS Financial Services
Washington
-$370K -2,488 Closed
BF
292
BOK Financial
Oklahoma
-$236K -1,587 Closed
Franklin Resources
293
Franklin Resources
California
-$221K -1,485 Closed
BRWA
294
B. Riley Wealth Advisors
Florida
-$183K -1,235 Closed
Twin Tree Management
295
Twin Tree Management
Texas
-$161K -1,055 Closed
SNT
296
Security National Trust
West Virginia
-$134K -900 Closed
LFR
297
Lehman Financial Resources
Pennsylvania
-$74K -500 Closed
HI
298
Hudock Inc
Pennsylvania
-$56K -375 Closed
CFA
299
Camarda Financial Advisors
Florida
-$19K -131 Closed
MIM
300
Macroview Investment Management
Maryland
-$15K -100 Closed

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.