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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HF
51
HRT Financial
New York
$258K +$251K +11,926 New
LFAS
52
Level Four Advisory Services
Texas
$249K +$36.8K +1,750 +18%
UBS Group
53
UBS Group
Switzerland
$248K +$55.4K +2,637 +30%
WLPWM
54
Walled Lake Planning & Wealth Management
Illinois
$237K
AHL
55
Abel Hall LLC
Louisiana
$227K
FA
56
Fiduciary Alliance
South Carolina
$224K
JWCA
57
J.W. Cole Advisors
Florida
$222K -$14.2K -676 -6%
MWM
58
MGB Wealth Management
Texas
$216K +$210K +10,000 New
SC
59
Stance Capital
Massachusetts
$182K +$177K +8,406 New
FFA
60
Farther Finance Advisors
California
$142K +$84.7K +4,028 +158%
AUB
61
Atlantic Union Bankshares
Virginia
$97.4K +$94.6K +4,500 New
AF
62
Advisornet Financial
Minnesota
$92K
GSWM
63
Golden State Wealth Management
California
$89.4K +$1.41K +67 +2%
SPF
64
South Plains Financial
Texas
$87K
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$72.4K -$44.2K -2,100 -39%
SPIA
66
Steward Partners Investment Advisory
New York
$60.8K +$189 +9 +0.3%
HNB
67
Huntington National Bank
Ohio
$51.9K
Comerica Bank
68
Comerica Bank
Texas
$47.6K
NSIM
69
North Star Investment Management
Illinois
$47.6K
Carson Wealth (CWM LLC)
70
Carson Wealth (CWM LLC)
Nebraska
$44K -$2.08K -99 -5%
WIM
71
Westside Investment Management
California
$36.1K
AF
72
Allworth Financial
California
$32K
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
$29.2K +$1.75K +83 +7%
MA
74
MCF Advisors
Kentucky
$26.1K +$421 +20 +2%
HI
75
Harbour Investments
Wisconsin
$19.4K +$315 +15 +2%