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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WS
51
Wedbush Securities
California
$218K -$59.8K -3,000 -22%
AHL
52
Abel Hall LLC
Louisiana
$216K +$209K +10,500 New
FA
53
Fiduciary Alliance
South Carolina
$212K
LFAS
54
Level Four Advisory Services
Texas
$200K +$194K +9,750 New
UBS Group
55
UBS Group
Switzerland
$182K +$14.4K +721 +9%
TSMHT
56
Thurston Springer Miller Herd & Titak
Indiana
$162K +$1.77K +89 +1%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$112K
AF
58
Advisornet Financial
Minnesota
$87.3K +$84.7K +4,250 New
GSWM
59
Golden State Wealth Management
California
$83.4K +$1.35K +68 +2%
SPF
60
South Plains Financial
Texas
$82.5K
SPIA
61
Steward Partners Investment Advisory
New York
$57.5K
FFA
62
Farther Finance Advisors
California
$52.2K +$80 +4 +0.2%
HNB
63
Huntington National Bank
Ohio
$49.3K
Comerica Bank
64
Comerica Bank
Texas
$45.2K -$5.98K -300 -12%
NSIM
65
North Star Investment Management
Illinois
$45.2K
Carson Wealth (CWM LLC)
66
Carson Wealth (CWM LLC)
Nebraska
$44K
WIM
67
Westside Investment Management
California
$34.2K
AF
68
Allworth Financial
California
$30.4K +$13.9K +700 +90%
Northwestern Mutual Wealth Management
69
Northwestern Mutual Wealth Management
Wisconsin
$26K -$89.7K -4,500 -78%
MA
70
MCF Advisors
Kentucky
$24.4K +$418 +21 +2%
HI
71
Harbour Investments
Wisconsin
$18.1K +$299 +15 +2%
GWM
72
Geneos Wealth Management
Colorado
$17.6K
NFSG
73
Newbridge Financial Services Group
Florida
$10.3K +$9.96K +500 New
Fidelity Investments
74
Fidelity Investments
Massachusetts
$8.21K -$66.5K -3,338 -89%
SIS
75
Sound Income Strategies
Florida
$4.84K