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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
51
UBS Group
Switzerland
$164K -$4.06K -199 -2%
TSMHT
52
Thurston Springer Miller Herd & Titak
Indiana
$158K +$1.71K +84 +1%
Northwestern Mutual Wealth Management
53
Northwestern Mutual Wealth Management
Wisconsin
$117K -$18.4K -903 -14%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$110K
WAM
55
Wolverine Asset Management
Illinois
$104K +$87.6K +4,297 +499%
SPF
56
South Plains Financial
Texas
$81.4K
GSWM
57
Golden State Wealth Management
California
$80.9K +$1.33K +65 +2%
Fidelity Investments
58
Fidelity Investments
Massachusetts
$75.7K +$76.2K +3,738 New
SPIA
59
Steward Partners Investment Advisory
New York
$56.7K
FFA
60
Farther Finance Advisors
California
$51.4K +$51.8K +2,541 New
Comerica Bank
61
Comerica Bank
Texas
$50.6K
HNB
62
Huntington National Bank
Ohio
$48.6K
NSIM
63
North Star Investment Management
Illinois
$44.5K
Carson Wealth (CWM LLC)
64
Carson Wealth (CWM LLC)
Nebraska
$44K -$14.9K -732 -25%
MIA
65
MeadowBrook Investment Advisors
Michigan
$35.8K
WIM
66
Westside Investment Management
California
$33.7K
IRC
67
Investors Research Corp
Georgia
$24.3K
MA
68
MCF Advisors
Kentucky
$23.6K +$388 +19 +2%
HI
69
Harbour Investments
Wisconsin
$17.5K +$306 +15 +2%
GWM
70
Geneos Wealth Management
Colorado
$17.3K
AF
71
Allworth Financial
California
$15.4K
SIS
72
Sound Income Strategies
Florida
$4.78K
PWAM
73
Private Wealth Asset Management
Iowa
$2.02K +$2.04K +100 New
IAA
74
Independent Advisor Alliance
North Carolina
-$364K -18,275 Closed
Millennium Management
75
Millennium Management
New York
-$357K -17,890 Closed