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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWS
26
Atria Wealth Solutions
New York
$420K -$56.6K -2,962 -12%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$382K
CAN
28
Cetera Advisor Networks
California
$371K -$75.7K -3,961 -17%
IAIM
29
International Assets Investment Management
Florida
$364K +$372K +19,479 New
WP
30
Woodline Partners
California
$343K +$350K +18,327 New
Cerity Partners
31
Cerity Partners
New York
$337K +$344K +18,000 New
ASFA
32
All Season Financial Advisors
Colorado
$324K +$9.78K +512 +3%
UBS Group
33
UBS Group
Switzerland
$309K +$107K +5,591 +51%
SFS
34
Shaker Financial Services
Virginia
$294K +$300K +15,729 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$291K -$18.4K -964 -6%
AHC
36
Adell Harriman & Carpenter
Texas
$258K -$37.9K -1,984 -13%
KAS
37
Kestra Advisory Services
Texas
$244K -$12.4K -649 -5%
RCM
38
Robinson Capital Management
Michigan
$240K +$239K +12,500 New
BW
39
Bison Wealth
Georgia
$237K -$19K -995 -8%
RJT
40
Raymond James Trust
Florida
$224K -$19.1K -1,000 -8%
ACP
41
Aviance Capital Partners
Florida
$210K -$573 -30 -0.3%
WAM
42
Weiss Asset Management
Massachusetts
$208K +$212K +11,100 New
HighTower Advisors
43
HighTower Advisors
Illinois
$205K -$4.43K -232 -2%
NA
44
NewEdge Advisors
Louisiana
$187K +$191K +10,000 New
SPIA
45
Steward Partners Investment Advisory
New York
$183K +$5.02K +263 +3%
Bank of America
46
Bank of America
North Carolina
$180K +$20.4K +1,070 +12%
MCC
47
Money Concepts Capital
Florida
$159K +$163K +8,522 New
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$110K +$3.17K +166 +3%
PFA
49
Pathway Financial Advisers
Indiana
$70.9K +$72.4K +3,791 New
CA
50
CoreCap Advisors
Michigan
$55.3K +$56.5K +2,955 New