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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AHC
26
Adell Harriman & Carpenter
Texas
$699K -$62.2K -2,116 -8%
NFG
27
Next Financial Group
Texas
$688K +$10.8K +369 +2%
CCM
28
Covington Capital Management
California
$645K
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$630K +$305K +10,386 +90%
Bank of America
30
Bank of America
North Carolina
$615K +$265 +9 +0%
FFA
31
First Foundation Advisors
California
$589K -$4.67K -159 -0.8%
ASFA
32
All Season Financial Advisors
Colorado
$517K +$223K +7,585 +73%
CAN
33
Cetera Advisor Networks
California
$487K -$201K -6,839 -29%
Creative Planning
34
Creative Planning
Kansas
$475K +$763K +25,945 New
AF
35
Advisornet Financial
Minnesota
$450K -$7.2K -245 -2%
SWM
36
Spire Wealth Management
Virginia
$427K -$122K -4,139 -22%
BW
37
Bison Wealth
Georgia
$416K -$97.9K -3,332 -19%
KAS
38
Kestra Advisory Services
Texas
$411K +$26K +886 +7%
GC
39
Guggenheim Capital
Illinois
$380K -$169K -5,743 -30%
CG
40
Clarus Group
Texas
$374K +$735 +25 +0.2%
ACP
41
Aviance Capital Partners
Florida
$353K -$44.1K -1,500 -11%
RJT
42
Raymond James Trust
Florida
$314K
HighTower Advisors
43
HighTower Advisors
Illinois
$313K +$470 +16 +0.1%
UBS Group
44
UBS Group
Switzerland
$302K -$133K -4,508 -30%
BCP
45
Berkeley Capital Partners
Georgia
$288K
IAP
46
Indie Asset Partners
Indiana
$265K +$1.21K +41 +0.4%
SPIA
47
Steward Partners Investment Advisory
New York
$262K +$60.6K +2,062 +29%
HI
48
Harbour Investments
Wisconsin
$251K +$1.35K +46 +0.5%
MAFM
49
Mid Atlantic Financial Management
Pennsylvania
$244K +$249K +8,465 New
Neuberger Berman Group
50
Neuberger Berman Group
New York
$230K