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Cathay General Bancorp
CATY

216 hedge funds and large institutions have $1.18B invested in Cathay General Bancorp in 2020 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 66 increasing their positions, 81 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 20

6% more funds holding

Funds holding: 203 → 216 (+13)

1.26% less ownership

Funds ownership: 69.88% → 68.62% (-1.3%)

19% less repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 81

19% less capital invested

Capital invested by funds: $1.46B → $1.18B (-$276M)

93% less call options, than puts

Call options by funds: $208K | Put options by funds: $2.94M

Holders
216
Holders Change
+13
Holders Change %
+6.4%
% of All Funds
4.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
34
Increased
66
Reduced
81
Closed
20
Calls
$208K
Puts
$2.94M
Net Calls
-$2.73M
Net Calls Change
+$1.43M

Top Buyers

Rank Fund Capital Flow
1
AQR Capital Management
AQR Capital Management
Connecticut
+$7.13M
2
Citadel Advisors
Citadel Advisors
Florida
+$6.43M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$5.97M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$5.71M
5
Goldman Sachs
Goldman Sachs
New York
+$4.32M

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$16.4M
2
Principal Financial Group
Principal Financial Group
Iowa
-$12.8M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$10.7M
4
Norges Bank
Norges Bank
Norway
-$8.1M
5
State Street
State Street
Massachusetts
-$6.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
Lazard Asset Management
201
Lazard Asset Management
New York
$4K – – –
S
202
SignatureFD
Georgia
$3K -$2.15K -88 -36%
PHK
203
Point72 Hong Kong
Hong Kong
$3K +$2.93K +120 +923%
CAW
204
Cornerstone Advisors (Washington)
Washington
$2K -$244 -10 -8%
FRA
205
Front Row Advisors
California
$2K – – –
GWM
206
Geneos Wealth Management
Colorado
$2K – – –
LWA
207
Lenox Wealth Advisors
New York
$2K – – –
Fifth Third Bancorp
208
Fifth Third Bancorp
Ohio
$2K +$1.71K +70 New
FFA
209
Founders Financial Alliance
North Carolina
$2K +$2.54K +104 New
APA
210
American Portfolios Advisors
New York
$1.65K – – –
Millennium Management
211
Millennium Management
New York
$1.45K -$47K -1,924 -3%
HGWM
212
Harvest Group Wealth Management
Massachusetts
$1K – – –
IA
213
IFP Advisors
Florida
$1K +$489 +20 +53%
PFWA
214
Paces Ferry Wealth Advisors
Georgia
$1K +$1.05K +43 New
SG Americas Securities
215
SG Americas Securities
New York
– -$1.21M -45,961 Closed
DA
216
Duality Advisers
Florida
– -$986K -37,507 Closed
Qube Research & Technologies (QRT)
217
Qube Research & Technologies (QRT)
United Kingdom
– -$868K -33,004 Closed
MFG
218
Magnus Financial Group
New York
– -$449K -17,086 Closed
HSBC Holdings
219
HSBC Holdings
United Kingdom
– -$367K -13,959 Closed
SFM
220
Systematic Financial Management
New Jersey
– -$338K -12,850 Closed
AWCI
221
Alpine Woods Capital Investors
New York
– -$313K -11,915 Closed
CBT
222
Capital Bank & Trust
California
– -$239K -9,070 Closed
State of Tennessee, Department of Treasury
223
State of Tennessee, Department of Treasury
Tennessee
– -$230K -8,737 Closed
PPCM
224
Pillar Pacific Capital Management
California
– -$213K -8,100 Closed
SO
225
STRS Ohio
Ohio
– -$149K -5,700 Closed
6 7 8
9
10

CATY Hedge Fund Activity: Q3 2020 in Review

216 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2020, worth a combined $1.18B — down 19% from $1.46B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new CATY positions and 20 closed out — a net gain of 14 holders — while 66 added to existing stakes and 81 trimmed.

The largest buyer was AQR Capital Management, adding an estimated $7.13M. The largest seller was BlackRock, cutting an estimated $16.4M.

  • 216 institutional investors held Cathay General Bancorp (CATY) as of Q3 2020, up from 203 in Q2 2020.
  • Funds reported $1.18B of Cathay General Bancorp stock for Q3 2020, down 19% quarter-over-quarter.
  • 34 funds opened new Cathay General Bancorp positions in Q3 2020 and 20 closed out, a net change of +14 holders.
  • The largest Cathay General Bancorp buyer in Q3 2020 was AQR Capital Management, an estimated $7.13M added.
  • The largest Cathay General Bancorp seller in Q3 2020 was BlackRock, an estimated $16.4M sold.

Based on aggregated 13F filings for Q3 2020.