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Cathay General Bancorp
CATY

Overview Fund Activity

223 hedge funds and large institutions have $1.98B invested in Cathay General Bancorp in 2019 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 71 increasing their positions, 81 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
223
Holders Change
+1
Holders Change %
+0.45%
% of All Funds
4.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
71
Reduced
81
Closed
28
Calls
$187K
Puts
$2.19M
Net Calls
-$2M
Net Calls Change
-$1.24M

Top Buyers

1
Victory Capital Management
1
Victory Capital Management
Texas
$37.9M
2
GKIM
2
GW&K Investment Management
Massachusetts
$38.3M
3
Principal Financial Group
3
Principal Financial Group
Iowa
$99.7M
4
State of New Jersey Common Pension Fund D
4
State of New Jersey Common Pension Fund D
New Jersey
$6.28M
5
Millennium Management
5
Millennium Management
New York
$10.3M

Top Sellers

1
Invesco
1
Invesco
Georgia
$19.3M
2
AAMU
2
Amundi Asset Management US
Massachusetts
$11.3M
3
BlackRock
3
BlackRock
New York
$368M
4
State Street
4
State Street
Massachusetts
$107M
5
Bank of America
5
Bank of America
North Carolina
$14M
Name Holding Trade Value Shares
Change 		Shares
Change %
ME
201
McIlrath & Eck
Washington
$9K – – –
PCIA
202
Prime Capital Investment Advisors
Kansas
$8K +$8K +237 New
MRCM
203
M&R Capital Management
New Jersey
$6K -$28.2K -941 -82%
GAM
204
Gemmer Asset Management
California
$6K – – –
AIL
205
AGF Investments LLC
Ontario, Canada
$4K -$4K -120 -50%
SFS
206
Sowell Financial Services
Arkansas
$4K +$4K +129 New
ST
207
Smithfield Trust
Pennsylvania
$3K – – –
Kayne Anderson Rudnick Investment Management
208
Kayne Anderson Rudnick Investment Management
California
$3K – – –
CAW
209
Cornerstone Advisors (Washington)
Washington
$3K – – –
LWA
210
Lenox Wealth Advisors
New York
$3K – – –
GWM
211
Geneos Wealth Management
Colorado
$3K – – –
S
212
SignatureFD
Georgia
$3K +$1.93K +63 +180%
Simplex Trading
213
Simplex Trading
Illinois
$3K +$2.18K +75 +268%
TWA
214
TCI Wealth Advisors
Arizona
$3K +$3K +94 New
PA
215
Parallel Advisors
California
$2K -$30.4K -957 -94%
ASN
216
Advisory Services Network
Georgia
$2K – – –
FRA
217
Front Row Advisors
California
$2K – – –
LC
218
Lindbrook Capital
California
$2K – – –
SCA
219
Stonebridge Capital Advisors
Minnesota
$2K +$2K +62 New
CFA
220
Carroll Financial Associates
North Carolina
$1K – – –
QCG
221
Quadrant Capital Group
Ohio
$1K – – –
APA
222
American Portfolios Advisors
New York
$973 +$973 +28 New
GT
223
Glenmede Trust
Pennsylvania
$32 -$2 -64 -6%
USAA
224
United Services Automobile Association
Texas
– -$2.71M -75,324 Closed
Canada Life
225
Canada Life
Manitoba, Canada
– -$1.65M -46,026 Closed
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