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Cathay General Bancorp
CATY

213 hedge funds and large institutions have $2.28B invested in Cathay General Bancorp in 2021 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 64 increasing their positions, 87 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $1.8B → $2.28B (+$482M)

20% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 25

1% more funds holding

Funds holding: 211 → 213 (+2)

0.48% more ownership

Funds ownership: 70.24% → 70.73% (+0.48%)

26% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 87

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.82M

Holders
213
Holders Change
+2
Holders Change %
+0.95%
% of All Funds
3.74%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
30
Increased
64
Reduced
87
Closed
25
Calls
–
Puts
$2.82M
Net Calls
-$2.82M
Net Calls Change
-$527K

Top Buyers

1
Holocene Advisors
Holocene Advisors
New York
+$22.6M
2
State Street
State Street
Massachusetts
+$22.4M
3
Citadel Advisors
Citadel Advisors
Florida
+$16.4M
4
BlackRock
BlackRock
New York
+$11.1M
5
Norges Bank
Norges Bank
Norway
+$10.3M

Top Sellers

1
Principal Financial Group
Principal Financial Group
Iowa
-$23.6M
2
Northern Trust
Northern Trust
Illinois
-$10.4M
3
EC
EJF Capital
Virginia
-$9.41M
4
PFMOSF
Philadelphia Financial Management of San Francisco
California
-$7.34M
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$6.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
DCM
126
Dupont Capital Management
Delaware
$501K -$1.9M -49,400 -80%
PAM
127
Panagora Asset Management
Massachusetts
$496K – – –
SG
128
Stonnington Group
California
$489K +$462K +12,000 New
PP
129
Paloma Partners
Connecticut
$488K +$461K +11,951 New
SOADOR
130
State of Alaska Department of Revenue
Alaska
$477K -$17.3K -449 -4%
ETC
131
Exchange Traded Concepts
Oklahoma
$471K +$60K +1,556 +16%
JMPWA
132
JP Morgan Private Wealth Advisors
California
$429K -$6.44K -167 -2%
SEI Investments
133
SEI Investments
Pennsylvania
$426K – – –
BCI
134
Brinker Capital Investments
Pennsylvania
$421K -$470K -12,198 -54%
MIAN
135
Mariner Independent Advisor Network
Kansas
$409K – – –
CCM
136
Coldstream Capital Management
Washington
$403K +$4.39K +114 +1%
IA
137
IndexIQ Advisors
New York
$395K +$21.5K +557 +6%
PNC Financial Services Group
138
PNC Financial Services Group
Pennsylvania
$388K +$9.63K +250 +3%
Commonwealth Equity Services
139
Commonwealth Equity Services
Massachusetts
$380K -$1.85K -48 -0.5%
MAA
140
Mraz Amerine & Associates
California
$375K -$10.6K -275 -3%
GHA
141
GW Henssler & Associates
Georgia
$375K – – –
CC
142
Centiva Capital
New York
$372K +$351K +9,116 New
Teacher Retirement System of Texas
143
Teacher Retirement System of Texas
Texas
$346K +$59.7K +1,549 +22%
X
144
Xponance
Pennsylvania
$336K -$67K -1,739 -17%
PPCM
145
Pillar Pacific Capital Management
California
$330K – – –
DTL
146
Dynamic Technology Lab
Singapore
$330K +$312K +8,091 New
CWM
147
CIBC World Markets
New York
$327K +$309K +8,025 New
TRCT
148
Tower Research Capital (TRC)
New York
$326K +$35.9K +931 +13%
Pacer Advisors
149
Pacer Advisors
Pennsylvania
$325K -$18.3K -474 -6%
Acadian Asset Management
150
Acadian Asset Management
Massachusetts
$320K +$247K +6,407 +443%
4 5
6
7 8

CATY Hedge Fund Activity: Q1 2021 in Review

213 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q1 2021, worth a combined $2.28B — up 27% from $1.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new CATY positions and 25 closed out — a net gain of 5 holders — while 64 added to existing stakes and 87 trimmed.

The largest buyer was Holocene Advisors, adding an estimated $22.6M. The largest seller was Principal Financial Group, cutting an estimated $23.6M.

  • 213 institutional investors held Cathay General Bancorp (CATY) as of Q1 2021, up from 211 in Q4 2020.
  • Funds reported $2.28B of Cathay General Bancorp stock for Q1 2021, up 27% quarter-over-quarter.
  • 30 funds opened new Cathay General Bancorp positions in Q1 2021 and 25 closed out, a net change of +5 holders.
  • The largest Cathay General Bancorp buyer in Q1 2021 was Holocene Advisors, an estimated $22.6M added.
  • The largest Cathay General Bancorp seller in Q1 2021 was Principal Financial Group, an estimated $23.6M sold.

Based on aggregated 13F filings for Q1 2021.