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Cathay General Bancorp
CATY

213 hedge funds and large institutions have $2.28B invested in Cathay General Bancorp in 2021 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 64 increasing their positions, 87 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $1.8B → $2.28B (+$482M)

20% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 25

1% more funds holding

Funds holding: 211 → 213 (+2)

0.48% more ownership

Funds ownership: 70.24% → 70.73% (+0.48%)

26% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 87

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.82M

Holders
213
Holders Change
+2
Holders Change %
+0.95%
% of All Funds
3.74%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
30
Increased
64
Reduced
87
Closed
25
Calls
–
Puts
$2.82M
Net Calls
-$2.82M
Net Calls Change
-$527K

Top Buyers

1
Holocene Advisors
Holocene Advisors
New York
+$22.6M
2
State Street
State Street
Massachusetts
+$22.4M
3
Citadel Advisors
Citadel Advisors
Florida
+$16.4M
4
BlackRock
BlackRock
New York
+$11.1M
5
Norges Bank
Norges Bank
Norway
+$10.3M

Top Sellers

1
Principal Financial Group
Principal Financial Group
Iowa
-$23.6M
2
Northern Trust
Northern Trust
Illinois
-$10.4M
3
EC
EJF Capital
Virginia
-$9.41M
4
PFMOSF
Philadelphia Financial Management of San Francisco
California
-$7.34M
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$6.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
SFI
76
Susquehanna Fundamental Investments
Pennsylvania
$2.67M -$103K -2,669 -4%
FQ
77
First Quadrant
California
$2.67M – – –
CIM
78
Cambria Investment Management
California
$2.61M +$2.47M +64,032 New
Citigroup
79
Citigroup
New York
$2.49M +$1.02M +26,466 +76%
Ensign Peak Advisors
80
Ensign Peak Advisors
Utah
$2.44M – – –
KOCAA
81
Knights of Columbus Asset Advisors
Connecticut
$2.4M -$30K -778 -1%
MSL
82
Mackay Shields LLC
New York
$2.36M -$1.56M -40,600 -41%
GC
83
Guggenheim Capital
Illinois
$2.35M +$550K +14,260 +33%
TPSF
84
Texas Permanent School Fund
Texas
$2.28M -$165K -4,289 -7%
Russell Investments Group
85
Russell Investments Group
United Kingdom
$2.18M +$43.5K +1,129 +2%
CAPTRUST Financial Advisors
86
CAPTRUST Financial Advisors
North Carolina
$2.11M +$1.99M +51,597 +34,398%
Rafferty Asset Management
87
Rafferty Asset Management
New York
$2.06M +$1.43M +37,089 +275%
Mercer Global Advisors
88
Mercer Global Advisors
Colorado
$1.82M +$2.97K +77 +0.2%
SG Americas Securities
89
SG Americas Securities
New York
$1.76M -$302K -7,837 -15%
BNP Paribas Financial Markets
90
BNP Paribas Financial Markets
France
$1.72M +$244K +6,343 +18%
D.E. Shaw & Co
91
D.E. Shaw & Co
New York
$1.66M -$3.15M -81,635 -67%
Macquarie Group
92
Macquarie Group
Australia
$1.48M -$33.4K -868 -2%
Federated Hermes
93
Federated Hermes
Pennsylvania
$1.42M -$198K -5,129 -13%
MLICM
94
Metropolitan Life Insurance Company (MetLife)
New York
$1.36M -$6.67K -173 -0.5%
VOYA Investment Management
95
VOYA Investment Management
Georgia
$1.34M +$16.9K +438 +1%
Osaic Holdings
96
Osaic Holdings
Arizona
$1.32M -$3.89K -101 -0.3%
UBS Group
97
UBS Group
Switzerland
$1.32M -$1.07M -27,750 -46%
IGGA
98
Iron Gate Global Advisors
Utah
$1.28M +$39 +1 +0%
MWM
99
Mission Wealth Management
California
$1.25M – – –
Canada Life
100
Canada Life
Manitoba, Canada
$1.24M -$78.7K -2,043 -6%
2 3
4
5 6

CATY Hedge Fund Activity: Q1 2021 in Review

213 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q1 2021, worth a combined $2.28B — up 27% from $1.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new CATY positions and 25 closed out — a net gain of 5 holders — while 64 added to existing stakes and 87 trimmed.

The largest buyer was Holocene Advisors, adding an estimated $22.6M. The largest seller was Principal Financial Group, cutting an estimated $23.6M.

  • 213 institutional investors held Cathay General Bancorp (CATY) as of Q1 2021, up from 211 in Q4 2020.
  • Funds reported $2.28B of Cathay General Bancorp stock for Q1 2021, up 27% quarter-over-quarter.
  • 30 funds opened new Cathay General Bancorp positions in Q1 2021 and 25 closed out, a net change of +5 holders.
  • The largest Cathay General Bancorp buyer in Q1 2021 was Holocene Advisors, an estimated $22.6M added.
  • The largest Cathay General Bancorp seller in Q1 2021 was Principal Financial Group, an estimated $23.6M sold.

Based on aggregated 13F filings for Q1 2021.