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Cathay General Bancorp
CATY

216 hedge funds and large institutions have $1.18B invested in Cathay General Bancorp in 2020 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 66 increasing their positions, 81 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 20

6% more funds holding

Funds holding: 203 → 216 (+13)

1.26% less ownership

Funds ownership: 69.88% → 68.62% (-1.3%)

19% less repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 81

19% less capital invested

Capital invested by funds: $1.46B → $1.18B (-$276M)

93% less call options, than puts

Call options by funds: $208K | Put options by funds: $2.94M

Holders
216
Holders Change
+13
Holders Change %
+6.4%
% of All Funds
4.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
34
Increased
66
Reduced
81
Closed
20
Calls
$208K
Puts
$2.94M
Net Calls
-$2.73M
Net Calls Change
+$1.43M

Top Buyers

Rank Fund Capital Flow
1
AQR Capital Management
AQR Capital Management
Connecticut
+$7.13M
2
Citadel Advisors
Citadel Advisors
Florida
+$6.43M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$5.97M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$5.71M
5
Goldman Sachs
Goldman Sachs
New York
+$4.32M

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$16.4M
2
Principal Financial Group
Principal Financial Group
Iowa
-$12.8M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$10.7M
4
Norges Bank
Norges Bank
Norway
-$8.1M
5
State Street
State Street
Massachusetts
-$6.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
Voloridge Investment Management
76
Voloridge Investment Management
Florida
$1.64M +$1.24M +50,704 +204%
MOACM
77
Mutual of America Capital Management
New York
$1.52M -$71.8K -2,939 -4%
TPSF
78
Texas Permanent School Fund
Texas
$1.52M +$249K +10,202 +17%
UBS Group
79
UBS Group
Switzerland
$1.46M +$1.26M +51,583 +330%
FQ
80
First Quadrant
California
$1.42M – – –
DCM
81
Dupont Capital Management
Delaware
$1.41M -$93.6K -3,827 -6%
Ensign Peak Advisors
82
Ensign Peak Advisors
Utah
$1.3M – – –
KOCAA
83
Knights of Columbus Asset Advisors
Connecticut
$1.29M +$140K +5,721 +11%
Two Sigma Advisers
84
Two Sigma Advisers
New York
$1.27M +$85.6K +3,500 +6%
WAS
85
WESPAC Advisors SoCal
California
$1.19M – – –
DCM
86
Dean Capital Management
Kansas
$1.18M +$468K +19,161 +54%
Federated Hermes
87
Federated Hermes
Pennsylvania
$1.14M -$2.52K -103 -0.2%
Grantham, Mayo, Van Otterloo & Co (GMO)
88
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.12M +$1.26M +51,500 New
HF
89
HRT Financial
New York
$1.07M +$1.21M +49,615 New
AIMCA
90
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.01M +$579K +23,700 +103%
Mercer Global Advisors
91
Mercer Global Advisors
Colorado
$964K +$3.2K +131 +0.3%
Deutsche Bank
92
Deutsche Bank
Germany
$954K +$78.8K +3,224 +8%
Two Sigma Investments
93
Two Sigma Investments
New York
$893K +$1.01M +41,182 New
MSA
94
Mason Street Advisors
Wisconsin
$868K -$33.2K -1,359 -3%
Canada Life
95
Canada Life
Manitoba, Canada
$806K -$66K -2,698 -7%
Envestnet Asset Management
96
Envestnet Asset Management
Illinois
$804K -$521K -21,331 -37%
Macquarie Group
97
Macquarie Group
Australia
$804K – – –
MLICM
98
Metropolitan Life Insurance Company (MetLife)
New York
$778K -$34K -1,390 -4%
Morgan Stanley
99
Morgan Stanley
New York
$746K -$425K -17,376 -34%
CCIA
100
Campbell & Co Investment Adviser
Maryland
$723K +$815K +33,336 New
2 3
4
5 6

CATY Hedge Fund Activity: Q3 2020 in Review

216 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2020, worth a combined $1.18B — down 19% from $1.46B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new CATY positions and 20 closed out — a net gain of 14 holders — while 66 added to existing stakes and 81 trimmed.

The largest buyer was AQR Capital Management, adding an estimated $7.13M. The largest seller was BlackRock, cutting an estimated $16.4M.

  • 216 institutional investors held Cathay General Bancorp (CATY) as of Q3 2020, up from 203 in Q2 2020.
  • Funds reported $1.18B of Cathay General Bancorp stock for Q3 2020, down 19% quarter-over-quarter.
  • 34 funds opened new Cathay General Bancorp positions in Q3 2020 and 20 closed out, a net change of +14 holders.
  • The largest Cathay General Bancorp buyer in Q3 2020 was AQR Capital Management, an estimated $7.13M added.
  • The largest Cathay General Bancorp seller in Q3 2020 was BlackRock, an estimated $16.4M sold.

Based on aggregated 13F filings for Q3 2020.