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Cathay General Bancorp
CATY

202 hedge funds and large institutions have $1.32B invested in Cathay General Bancorp in 2020 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 77 increasing their positions, 64 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 64

0.99% more ownership

Funds ownership: 71.53% → 72.52% (+0.99%)

7% less funds holding

Funds holding: 218 → 202 (-16)

39% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 36

39% less capital invested

Capital invested by funds: $2.17B → $1.32B (-$848M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.86M

Holders
202
Holders Change
-16
Holders Change %
-7.34%
% of All Funds
4.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
77
Reduced
64
Closed
36
Calls
–
Puts
$1.86M
Net Calls
-$1.86M
Net Calls Change
+$203K

Top Buyers

Rank Fund Capital Flow
1
Victory Capital Management
Victory Capital Management
Texas
+$44.1M
2
BTW
Boston Trust Walden
Massachusetts
+$14.3M
3
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$6.54M
4
Millennium Management
Millennium Management
New York
+$5.58M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$4.84M

Top Sellers

Rank Fund Capital Flow
1
N
Nuveen
North Carolina
-$15.3M
2
AR
Advisory Research
Illinois
-$13.6M
3
PCM
Peregrine Capital Management
Minnesota
-$7.64M
4
BlackRock
BlackRock
New York
-$5.26M
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$4.58M
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
76
Envestnet Asset Management
Illinois
$1.36M +$132K +4,109 +7%
Two Sigma Advisers
77
Two Sigma Advisers
New York
$1.27M -$387K -12,100 -18%
Holocene Advisors
78
Holocene Advisors
New York
$1.25M +$398K +12,420 +30%
KOCAA
79
Knights of Columbus Asset Advisors
Connecticut
$1.23M -$135K -4,219 -7%
Squarepoint
80
Squarepoint
New York
$1.23M +$1.42M +44,214 +482%
AG
81
Aperio Group
California
$1.18M -$773K -24,136 -32%
Federated Hermes
82
Federated Hermes
Pennsylvania
$1.14M +$45.9K +1,433 +3%
PAM
83
Panagora Asset Management
Massachusetts
$1.06M -$2.54M -79,426 -63%
Citigroup
84
Citigroup
New York
$1.04M +$165K +5,146 +13%
Mercer Global Advisors
85
Mercer Global Advisors
Colorado
$1.02M +$14.3K +448 +1%
MLICM
86
Metropolitan Life Insurance Company (MetLife)
New York
$975K -$29.3K -916 -2%
Canada Life
87
Canada Life
Manitoba, Canada
$962K +$97.2K +3,037 +8%
Morgan Stanley
88
Morgan Stanley
New York
$953K -$3.66M -114,288 -73%
UBS Group
89
UBS Group
Switzerland
$931K -$3.03M -94,600 -70%
IGGA
90
Iron Gate Global Advisors
Utah
$931K +$176K +5,500 +17%
MSA
91
Mason Street Advisors
Wisconsin
$924K – – –
Macquarie Group
92
Macquarie Group
Australia
$900K – – –
DA
93
Denali Advisors
California
$863K – – –
ACM
94
AlphaCrest Capital Management
New York
$806K +$559K +17,453 +99%
T. Rowe Price Associates
95
T. Rowe Price Associates
Maryland
$794K +$13.1K +410 +1%
Osaic Holdings
96
Osaic Holdings
Arizona
$775K +$1.08M +33,749 New
MCM
97
Matarin Capital Management
New York
$746K +$1.04M +32,487 New
Citadel Advisors
98
Citadel Advisors
Florida
$737K -$2.25M -70,373 -69%
BNP Paribas Financial Markets
99
BNP Paribas Financial Markets
France
$714K +$522K +16,318 +110%
MWM
100
Mission Wealth Management
California
$706K – – –
2 3
4
5 6

CATY Hedge Fund Activity: Q1 2020 in Review

202 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q1 2020, worth a combined $1.32B — down 39% from $2.17B a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of CATY and 22 opened new positions — a net loss of 14 holders — while 64 trimmed existing stakes and 77 added.

The largest buyer was Victory Capital Management, adding an estimated $44.1M. The largest seller was Nuveen, cutting an estimated $15.3M.

  • 202 institutional investors held Cathay General Bancorp (CATY) as of Q1 2020, down from 218 in Q4 2019.
  • Funds reported $1.32B of Cathay General Bancorp stock for Q1 2020, down 39% quarter-over-quarter.
  • 22 funds opened new Cathay General Bancorp positions in Q1 2020 and 36 closed out, a net change of -14 holders.
  • The largest Cathay General Bancorp buyer in Q1 2020 was Victory Capital Management, an estimated $44.1M added.
  • The largest Cathay General Bancorp seller in Q1 2020 was Nuveen, an estimated $15.3M sold.

Based on aggregated 13F filings for Q1 2020.