We are live on ! Find out more
CATY icon

Cathay General Bancorp
CATY

238 hedge funds and large institutions have $2.44B invested in Cathay General Bancorp in 2018 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 97 increasing their positions, 74 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more call options, than puts

Call options by funds: $646K | Put options by funds: $456K

31% more repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 74

1.26% more ownership

Funds ownership: 71.41% → 72.66% (+1.3%)

4% more capital invested

Capital invested by funds: $2.35B → $2.44B (+$97.4M)

8% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 25

1% less funds holding

Funds holding: 241 → 238 (-3)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
238
Holders Change
-3
Holders Change %
-1.24%
% of All Funds
5.44%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
23
Increased
97
Reduced
74
Closed
25
Calls
$646K
Puts
$456K
Net Calls
+$190K
Net Calls Change
+$999K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$13.7M
2
JP Morgan Chase
JP Morgan Chase
New York
+$8.4M
3
Bank of America
Bank of America
North Carolina
+$6.77M
4
Victory Capital Management
Victory Capital Management
Texas
+$6.05M
5
IP
Interval Partners
New York
+$5.21M

Top Sellers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
-$14.8M
2
Prudential Financial
Prudential Financial
New Jersey
-$11.1M
3
State Street
State Street
Massachusetts
-$6.15M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$2.7M
5
Northern Trust
Northern Trust
Illinois
-$2.63M
Name Holding Trade Value Shares
Change 		Change in
Stake
Russell Investments Group
76
Russell Investments Group
United Kingdom
$3.71M +$608K +14,488 +19%
New York State Common Retirement Fund
77
New York State Common Retirement Fund
New York
$3.68M – – –
Los Angeles Capital Management
78
Los Angeles Capital Management
California
$3.56M +$2.53M +60,157 +233%
Two Sigma Investments
79
Two Sigma Investments
New York
$3.4M -$1.39M -33,132 -29%
MIM
80
MetLife Investment Management
New Jersey
$3.38M -$35.3K -841 -1%
Legal & General Group
81
Legal & General Group
United Kingdom
$3.11M +$29.9K +712 +1%
DCM
82
Dupont Capital Management
Delaware
$3.06M +$796K +18,955 +35%
FQ
83
First Quadrant
California
$3.05M +$238K +5,677 +8%
OTPPB
84
Ontario Teachers' Pension Plan Board
Ontario, Canada
$2.88M +$2.92M +69,465 New
PCM
85
Piermont Capital Management
Missouri
$2.86M +$368K +8,760 +15%
SFM
86
Systematic Financial Management
New Jersey
$2.84M +$155K +3,695 +6%
Federated Hermes
87
Federated Hermes
Pennsylvania
$2.8M -$322K -7,664 -10%
MOACM
88
Mutual of America Capital Management
New York
$2.73M +$28.7K +683 +1%
AWCI
89
Alpine Woods Capital Investors
New York
$2.72M -$21K -500 -0.8%
Jacobs Levy Equity Management
90
Jacobs Levy Equity Management
New Jersey
$2.68M +$485K +11,558 +22%
UBS AM
91
UBS AM
Illinois
$2.5M +$43.7K +1,040 +2%
State Board of Administration of Florida Retirement System
92
State Board of Administration of Florida Retirement System
Florida
$2.37M – – –
Hotchkis & Wiley Capital Management
93
Hotchkis & Wiley Capital Management
California
$2.36M +$652K +15,537 +37%
Barclays
94
Barclays
United Kingdom
$2.35M +$1.65M +39,408 +230%
ASRS
95
Arizona State Retirement System
Arizona
$2.27M +$75.3K +1,792 +3%
QI
96
QS Investors
New York
$2.26M – – –
GC
97
Guggenheim Capital
Illinois
$2.23M +$45.3K +1,078 +2%
Bank of Nova Scotia
98
Bank of Nova Scotia
Ontario, Canada
$2.15M +$126 +3 +0%
HSBC Holdings
99
HSBC Holdings
United Kingdom
$2.12M +$2.16M +51,343 New
Ohio Public Employees Retirement System (OPERS)
100
Ohio Public Employees Retirement System (OPERS)
Ohio
$2.11M -$1.03M -24,607 -33%
2 3
4
5 6

CATY Hedge Fund Activity: Q3 2018 in Review

238 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2018, worth a combined $2.44B — up 4.2% from $2.35B a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of CATY and 23 opened new positions — a net loss of 2 holders — while 74 trimmed existing stakes and 97 added.

The largest buyer was BlackRock, adding an estimated $13.7M. The largest seller was Millennium Management, cutting an estimated $14.8M.

  • 238 institutional investors held Cathay General Bancorp (CATY) as of Q3 2018, down from 241 in Q2 2018.
  • Funds reported $2.44B of Cathay General Bancorp stock for Q3 2018, up 4.2% quarter-over-quarter.
  • 23 funds opened new Cathay General Bancorp positions in Q3 2018 and 25 closed out, a net change of -2 holders.
  • The largest Cathay General Bancorp buyer in Q3 2018 was BlackRock, an estimated $13.7M added.
  • The largest Cathay General Bancorp seller in Q3 2018 was Millennium Management, an estimated $14.8M sold.

Based on aggregated 13F filings for Q3 2018.