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Cathay General Bancorp
CATY

241 hedge funds and large institutions have $2.32B invested in Cathay General Bancorp in 2017 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 90 increasing their positions, 77 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 21

26% more call options, than puts

Call options by funds: $510K | Put options by funds: $405K

17% more repeat investments, than reductions

Existing positions increased: 90 | Existing positions reduced: 77

6% more funds holding

Funds holding: 228 → 241 (+13)

5% more capital invested

Capital invested by funds: $2.22B → $2.32B (+$100M)

0.22% less ownership

Funds ownership: 68.39% → 68.17% (-0.22%)

Holders
241
Holders Change
+13
Holders Change %
+5.7%
% of All Funds
5.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
35
Increased
90
Reduced
77
Closed
21
Calls
$510K
Puts
$405K
Net Calls
+$105K
Net Calls Change
+$1.32M

Top Buyers

Rank Fund Capital Flow
1
N
Nuveen
North Carolina
+$33.7M
2
Principal Financial Group
Principal Financial Group
Iowa
+$13.7M
3
APG Asset Management
APG Asset Management
Netherlands
+$11.3M
4
CEP
Chicago Equity Partners
Illinois
+$6.23M
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$6.07M

Top Sellers

Rank Fund Capital Flow
1
Deutsche Bank
Deutsche Bank
Germany
-$13.4M
2
Millennium Management
Millennium Management
New York
-$11.3M
3
HHC
Hutchin Hill Capital
New York
-$10.5M
4
Prudential Financial
Prudential Financial
New Jersey
-$9.64M
5
Invesco
Invesco
Georgia
-$8.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
ERSOT
76
Employees Retirement System of Texas
Texas
$2.83M -$752K -18,000 -21%
AWCI
77
Alpine Woods Capital Investors
New York
$2.81M -$404K -9,685 -13%
Canada Pension Plan Investment Board
78
Canada Pension Plan Investment Board
Ontario, Canada
$2.79M +$2.76M +66,200 New
FQ
79
First Quadrant
California
$2.76M – – –
Federated Hermes
80
Federated Hermes
Pennsylvania
$2.65M -$498K -11,915 -16%
GC
81
Guggenheim Capital
Illinois
$2.62M -$502K -12,032 -16%
BNP Paribas Financial Markets
82
BNP Paribas Financial Markets
France
$2.57M +$841K +20,142 +49%
MOACM
83
Mutual of America Capital Management
New York
$2.55M -$71K -1,701 -3%
SFM
84
Systematic Financial Management
New Jersey
$2.45M -$703K -16,825 -22%
QI
85
QS Investors
New York
$2.44M -$21.8K -521 -0.9%
State Board of Administration of Florida Retirement System
86
State Board of Administration of Florida Retirement System
Florida
$2.44M – – –
ASRS
87
Arizona State Retirement System
Arizona
$2.31M +$486K +11,630 +27%
NI
88
Numeric Investors
Massachusetts
$2.24M -$2.79M -66,800 -56%
Asset Management One
89
Asset Management One
Japan
$2.23M +$2.18M +52,192 New
3C
90
361 Capital
Colorado
$2.18M +$2.16M +51,683 New
Jacobs Levy Equity Management
91
Jacobs Levy Equity Management
New Jersey
$2.17M – – –
TPSF
92
Texas Permanent School Fund
Texas
$2.17M -$171K -4,087 -7%
UBS AM
93
UBS AM
Illinois
$2.16M +$150K +3,581 +8%
USAA
94
United Services Automobile Association
Texas
$2.15M +$200K +4,800 +10%
DILIC
95
Dai-ichi Life Insurance Company
Japan
$2.15M +$2.13M +50,894 New
CCMG
96
Clark Capital Management Group
Pennsylvania
$2.07M +$205K +4,908 +11%
ELI
97
Empire Life Investments
Ontario, Canada
$2.02M -$772K -18,477 -28%
FHAM
98
Folger Hill Asset Management
New York
$1.96M +$1.64M +39,300 +554%
Canada Life
99
Canada Life
Manitoba, Canada
$1.95M +$105K +2,517 +6%
AP
100
AHL Partners
United Kingdom
$1.94M +$391K +9,369 +26%
2 3
4
5 6

CATY Hedge Fund Activity: Q4 2017 in Review

241 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2017, worth a combined $2.32B — up 4.5% from $2.22B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new CATY positions and 21 closed out — a net gain of 14 holders — while 90 added to existing stakes and 77 trimmed.

The largest buyer was Nuveen, adding an estimated $33.7M. The largest seller was Deutsche Bank, cutting an estimated $13.4M.

  • 241 institutional investors held Cathay General Bancorp (CATY) as of Q4 2017, up from 228 in Q3 2017.
  • Funds reported $2.32B of Cathay General Bancorp stock for Q4 2017, up 4.5% quarter-over-quarter.
  • 35 funds opened new Cathay General Bancorp positions in Q4 2017 and 21 closed out, a net change of +14 holders.
  • The largest Cathay General Bancorp buyer in Q4 2017 was Nuveen, an estimated $33.7M added.
  • The largest Cathay General Bancorp seller in Q4 2017 was Deutsche Bank, an estimated $13.4M sold.

Based on aggregated 13F filings for Q4 2017.