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Cathay General Bancorp
CATY

Overview Fund Activity

141 hedge funds and large institutions have $1.17B invested in Cathay General Bancorp in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
141
Holders Change
-3
Holders Change %
-2.08%
% of All Funds
4.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
56
Reduced
49
Closed
17
Calls
$154K
Puts
$117K
Net Calls
+$37K
Net Calls Change
+$37K

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$20.7M
2
RHJA
Rice Hall James & Associates
California
$10.2M
3
BFA
BlackRock Fund Advisors
California
$84.8M
4
State Street
State Street
Massachusetts
$90.4M
5
American Century Companies
American Century Companies
Missouri
$13.3M

Top Sellers

1
RCM
Rutabaga Capital Management
Massachusetts
$10.1M
2
MNA
Manning & Napier Advisors
New York
$0
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
$95.5M
4
Ameriprise
Ameriprise
Minnesota
$4.92M
5
PGIM
Pacific Global Investment Management
California
$1.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
USAA
26
United Services Automobile Association
Texas
$9.49M – – –
Prudential Financial
27
Prudential Financial
New Jersey
$9.26M +$434K +18,580 +5%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$8.16M +$610K +26,092 +8%
Allianz Asset Management
29
Allianz Asset Management
Germany
$8.04M +$2.02M +86,295 +33%
SFM
30
Systematic Financial Management
New Jersey
$7.26M -$54.9K -2,350 -0.8%
Massachusetts Financial Services
31
Massachusetts Financial Services
Massachusetts
$6.7M +$227K +9,710 +4%
BGIM
32
Brandywine Global Investment Management
Pennsylvania
$6.38M – – –
BA
33
BlackRock Advisors
Delaware
$6.12M +$744K +31,852 +14%
Charles Schwab
34
Charles Schwab
California
$5.27M +$218K +9,082 +4%
NFA
35
Nationwide Fund Advisors
Ohio
$5.23M +$120K +5,153 +2%
Deutsche Bank
36
Deutsche Bank
Germany
$5.19M +$1.44M +61,686 +38%
Ameriprise
37
Ameriprise
Minnesota
$4.92M -$3.17M -135,618 -39%
AIG
38
American International Group
New York
$4.79M -$30.4K -1,301 -0.6%
New York State Teachers Retirement System (NYSTRS)
39
New York State Teachers Retirement System (NYSTRS)
New York
$4.57M -$129K -5,500 -3%
California Public Employees Retirement System
40
California Public Employees Retirement System
California
$4.52M +$278K +11,900 +7%
Goldman Sachs
41
Goldman Sachs
New York
$4.42M +$1.3M +55,831 +42%
Principal Financial Group
42
Principal Financial Group
Iowa
$4.32M +$102K +4,353 +2%
RhumbLine Advisers
43
RhumbLine Advisers
Massachusetts
$4.29M -$59K -2,523 -1%
MAA
44
Managed Account Advisors
New Jersey
$3.74M -$109K -4,674 -3%
AllianceBernstein
45
AllianceBernstein
Tennessee
$3.73M -$311K -13,300 -8%
Citigroup
46
Citigroup
New York
$3.61M -$727K -31,090 -17%
CS
47
Credit Suisse
Switzerland
$3.32M +$1.42M +60,800 +75%
California State Teachers Retirement System (CalSTRS)
48
California State Teachers Retirement System (CalSTRS)
California
$3.32M +$103K +4,419 +3%
Nuveen Asset Management
49
Nuveen Asset Management
Illinois
$3.19M +$190K +8,145 +6%
BCM
50
Buckhead Capital Management
Georgia
$3.01M -$1.22M -52,225 -29%
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