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Cathay General Bancorp
CATY

226 hedge funds and large institutions have $2.46B invested in Cathay General Bancorp in 2023 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 64 increasing their positions, 92 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

13,183% more call options, than puts

Call options by funds: $5.31M | Put options by funds: $40K

59% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 22

30% more capital invested

Capital invested by funds: $1.9B → $2.46B (+$566M)

4% more funds holding

Funds holding: 217 → 226 (+9)

0.84% more ownership

Funds ownership: 75.18% → 76.02% (+0.84%)

30% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 92

Holders
226
Holders Change
+9
Holders Change %
+4.15%
% of All Funds
3.29%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
35
Increased
64
Reduced
92
Closed
22
Calls
$5.31M
Puts
$40K
Net Calls
+$5.27M
Net Calls Change
+$3.18M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$40.1M
2
Morgan Stanley
Morgan Stanley
New York
+$25.3M
3
State Street
State Street
Massachusetts
+$19.7M
4
Holocene Advisors
Holocene Advisors
New York
+$7.55M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$7.35M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$47M
2
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
-$26.3M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$8.86M
4
AQR Capital Management
AQR Capital Management
Connecticut
-$8.57M
5
National Bank of Canada
National Bank of Canada
Quebec, Canada
-$6.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
National Bank of Canada
226
National Bank of Canada
Quebec, Canada
– -$6.06M -177,000 Closed
Canada Pension Plan Investment Board
227
Canada Pension Plan Investment Board
Ontario, Canada
– -$6.01M -173,000 Closed
OAC
228
OMERS Administration Corp
Ontario, Canada
– -$1.61M -46,436 Closed
OP
229
ORG Partners
Indiana
– -$1.13M -32,606 Closed
Walleye Capital
230
Walleye Capital
New York
– -$1.07M -30,687 Closed
AIA
231
Affinity Investment Advisors
California
– -$656K -18,873 Closed
FHB
232
First Hawaiian Bank
Hawaii
– -$413K -11,890 Closed
NWMG
233
National Wealth Management Group
Ohio
– -$412K -11,847 Closed
Connor, Clark & Lunn Investment Management (CC&L)
234
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$369K -10,612 Closed
Verition Fund Management
235
Verition Fund Management
Connecticut
– -$306K -8,807 Closed
GCM
236
Graham Capital Management
Connecticut
– -$236K -6,778 Closed
BI
237
Berkeley Inc
Idaho
– -$231K -6,648 Closed
GAM
238
Gotham Asset Management
New York
– -$228K -6,569 Closed
TI
239
Tidal Investments
Wisconsin
– -$218K -6,263 Closed
Allspring Global Investments
240
Allspring Global Investments
North Carolina
– -$124K -3,559 Closed
CSC
241
Caldwell Sutter Capital
California
– -$81.7K -2,350 Closed
Lazard Asset Management
242
Lazard Asset Management
New York
– -$36K -1,056 Closed
PTC
243
Private Trust Company
Ohio
– -$3.82K -110 Closed
Group One Trading
244
Group One Trading
Illinois
– -$3.75K -100 Closed
FRA
245
Front Row Advisors
California
– -$1.88K -54 Closed
BAAM
246
Baker Avenue Asset Management
California
– -$904 -26 Closed
SAM
247
Smartleaf Asset Management
Massachusetts
– +$450 +12 New
6 7 8 9
10

CATY Hedge Fund Activity: Q4 2023 in Review

226 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2023, worth a combined $2.46B — up 30% from $1.9B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new CATY positions and 22 closed out — a net gain of 13 holders — while 64 added to existing stakes and 92 trimmed.

The largest buyer was BlackRock, adding an estimated $40.1M. The largest seller was Goldman Sachs, cutting an estimated $47M.

  • 226 institutional investors held Cathay General Bancorp (CATY) as of Q4 2023, up from 217 in Q3 2023.
  • Funds reported $2.46B of Cathay General Bancorp stock for Q4 2023, up 30% quarter-over-quarter.
  • 35 funds opened new Cathay General Bancorp positions in Q4 2023 and 22 closed out, a net change of +13 holders.
  • The largest Cathay General Bancorp buyer in Q4 2023 was BlackRock, an estimated $40.1M added.
  • The largest Cathay General Bancorp seller in Q4 2023 was Goldman Sachs, an estimated $47M sold.

Based on aggregated 13F filings for Q4 2023.