BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

58 hedge funds and large institutions have $149M invested in John Hancock Financial Opportunities Fund in 2017 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+7
Holders Change %
+13.73%
% of All Funds
1.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
14
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
1
Cohen & Steers
New York
$3.13M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$5.06M
3
UBS Group
3
UBS Group
Switzerland
$3.46M
4
Bank of America
4
Bank of America
North Carolina
$11.4M
5
RJA
5
Raymond James & Associates
Florida
$7.74M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$8.5M
2
DA
2
Doliver Advisors
Texas
$0
3
SI
3
Stephens Inc
Arkansas
$0
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$6.95M
5
SWP
5
Stratos Wealth Partners
Ohio
$149K
Name Holding Trade Value Shares
Change 		Shares
Change %
IFWM
26
Institute for Wealth Management
Colorado
$438K – – –
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$433K -$54.2K -1,378 -11%
DADC
28
D.A. Davidson & Co
Montana
$346K +$25.6K +650 +8%
LNC
29
Lincoln National Corp
Pennsylvania
$335K +$335K +8,513 New
WS
30
Wedbush Securities
California
$315K -$9.4K -239 -3%
HCM
31
Hudson Capital Management
New Jersey
$276K +$276K +7,014 New
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$248K +$14.2K +363 +6%
UR
33
USCA RIA
Texas
$232K +$232K +5,900 New
M&T Bank
34
M&T Bank
New York
$224K +$224K +5,699 New
PPA
35
Parametric Portfolio Associates
Washington
$221K +$221K +5,613 New
CFB
36
Cullen/Frost Bankers
Texas
$211K -$16.2K -411 -7%
SWP
37
Stratos Wealth Partners
Ohio
$149K -$403K -10,250 -73%
US Bancorp
38
US Bancorp
Minnesota
$132K -$1.65K -42 -1%
LFA
39
Legacy Financial Advisors
Kentucky
$90K +$90K +2,298 New
SPIA
40
Steward Partners Investment Advisory
New York
$63K -$46.1K -1,190 -42%
TCM
41
Tradewinds Capital Management
Washington
$59K +$59K +1,500 New
SEI Investments
42
SEI Investments
Pennsylvania
$51K +$11.6K +294 +29%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$37K +$24.1K +609 +187%
APA
44
American Portfolios Advisors
New York
$34.4K +$34.4K +875 New
RFM
45
Royal Fund Management
Florida
$33K +$33K +848 New
First Manhattan
46
First Manhattan
New York
$29K – – –
OC
47
Oakworth Capital
Alabama
$26K – – –
GWM
48
Geneos Wealth Management
Colorado
$19K – – –
CA
49
Calton & Associates
Florida
$18K +$18K +460 New
SHJ
50
Sharkey, Howes & Javer
Colorado
$16K – – –
1
2
3