BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

49 hedge funds and large institutions have $69.1M invested in John Hancock Financial Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
16
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.5M
2
CA
2
Cornerstone Advisors
North Carolina
$1.4M
3
BTS
3
BB&T Securities
Virginia
$3.23M
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$1.41M
5
U
5
UBS
Switzerland
$1.1M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$3.87M
2
PP
2
Patten & Patten
Tennessee
$8.16M
3
Goldman Sachs
3
Goldman Sachs
New York
$1.05M
4
DA
4
Doliver Advisors
Texas
$0
5
NSAM
5
North Star Asset Management
Wisconsin
$6.54M
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
26
Concert Wealth Management
California
$262K – – –
VFS
27
VSR Financial Services
Kansas
$249K – – –
ANBTV
28
American National Bank & Trust (Virginia)
Virginia
$208K +$208K +9,003 New
Invesco
29
Invesco
Georgia
$149K -$13.1K -566 -8%
SIA
30
SeaBridge Investment Advisors
New Jersey
$145K – – –
DADC
31
D.A. Davidson & Co
Montana
$144K +$5.76K +250 +4%
PSUF
32
People's United Financial
Connecticut
$131K – – –
WEC
33
Winslow Evans & Crocker
Massachusetts
$125K – – –
FHA
34
First Horizon Advisors
Tennessee
$74K – – –
Creative Planning
35
Creative Planning
Kansas
$53K -$11.7K -506 -18%
HI
36
Hudock Inc
Pennsylvania
$26K – – –
MCM
37
Manchester Capital Management
Vermont
$25K – – –
US Bancorp
38
US Bancorp
Minnesota
$24K -$5.08K -219 -17%
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$19K +$19K +811 New
First Manhattan
40
First Manhattan
New York
$17K +$202 +9 +1%
CTC
41
Central Trust Company
Missouri
$12K – – –
CFA
42
Carroll Financial Associates
North Carolina
$11K – – –
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$11K – – –
BC
44
Bartlett & Co
Ohio
$10K – – –
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$9K – – –
FCCM
46
First City Capital Management
Georgia
$5.21K – – –
RIA
47
Regal Investment Advisors
Michigan
$5K – – –
BRWA
48
B. Riley Wealth Advisors
Florida
$1.74K +$1.74K +75 New
Deutsche Bank
49
Deutsche Bank
Germany
$1K – – –
DA
50
Doliver Advisors
Texas
– -$558K -23,185 Closed
1
2
3