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BTO

John Hancock Financial Opportunities Fund
BTO

49 hedge funds and large institutions have $69.1M invested in John Hancock Financial Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

0.06% more ownership

Funds ownership: 15.38% → 15.44% (+0.06%)

2% less capital invested

Capital invested by funds: $70.8M → $69.1M (-$1.7M)

6% less funds holding

Funds holding: 52 → 49 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
16
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.14M
2
CA
Cornerstone Advisors
North Carolina
+$944K
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$597K
4
U
UBS
Switzerland
+$268K
5
FC
FCA Corp
Texas
+$263K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$895K
2
PP
Patten & Patten
Tennessee
-$597K
3
Goldman Sachs
Goldman Sachs
New York
-$560K
4
DA
Doliver Advisors
Texas
-$558K
5
NSAM
North Star Asset Management
Wisconsin
-$424K
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
26
Concert Wealth Management
California
$262K – – –
VFS
27
VSR Financial Services
Kansas
$249K – – –
ANBTV
28
American National Bank & Trust (Virginia)
Virginia
$208K +$206K +9,003 New
Invesco
29
Invesco
Georgia
$149K -$13K -566 -8%
SIA
30
SeaBridge Investment Advisors
New Jersey
$145K – – –
DADC
31
D.A. Davidson & Co
Montana
$144K +$5.72K +250 +4%
PSUF
32
People's United Financial
Connecticut
$131K – – –
WEC
33
Winslow Evans & Crocker
Massachusetts
$125K – – –
FHA
34
First Horizon Advisors
Tennessee
$74K – – –
Creative Planning
35
Creative Planning
Kansas
$53K -$11.6K -506 -18%
HI
36
Hudock Inc
Pennsylvania
$26K – – –
MCM
37
Manchester Capital Management
Vermont
$25K – – –
US Bancorp
38
US Bancorp
Minnesota
$24K -$5.01K -219 -17%
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$19K +$18.6K +811 New
First Manhattan
40
First Manhattan
New York
$17K +$206 +9 +1%
CTC
41
Central Trust Company
Missouri
$12K – – –
CFA
42
Carroll Financial Associates
North Carolina
$11K – – –
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$11K – – –
BC
44
Bartlett & Co
Ohio
$10K – – –
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$9K – – –
FCCM
46
First City Capital Management
Georgia
$5.21K – – –
RIA
47
Regal Investment Advisors
Michigan
$5K – – –
BRWA
48
B. Riley Wealth Advisors
Florida
$1.74K +$1.72K +75 New
Deutsche Bank
49
Deutsche Bank
Germany
$1K – – –
DA
50
Doliver Advisors
Texas
– -$558K -23,185 Closed
1
2
3

BTO Hedge Fund Activity: Q2 2014 in Review

49 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q2 2014, worth a combined $69.1M — down 2.4% from $70.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of BTO and 3 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 16 added.

The largest buyer was Morgan Stanley, adding an estimated $1.14M. The largest seller was Bank of America, cutting an estimated $895K.

  • 49 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q2 2014, down from 52 in Q1 2014.
  • Funds reported $69.1M of John Hancock Financial Opportunities Fund stock for Q2 2014, down 2.4% quarter-over-quarter.
  • 3 funds opened new John Hancock Financial Opportunities Fund positions in Q2 2014 and 6 closed out, a net change of -3 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q2 2014 was Morgan Stanley, an estimated $1.14M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q2 2014 was Bank of America, an estimated $895K sold.

Based on aggregated 13F filings for Q2 2014.