U
BTO

UBS’s John Hancock Financial Opportunities Fund BTO Stock Holding History

UBS’s Portfolio BTO Stock Details BTO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.17M Buy
52,761
+5,063
+11% +$115K ﹤0.01% 3435
2014
Q2 		$1.1M Buy
47,698
+11,693
+32% +$268K ﹤0.01% 3445
2014
Q1 		$867K Buy
36,005
+3,709
+11% +$85.8K ﹤0.01% 3629
2013
Q4 		$761K Buy
32,296
+9,478
+42% +$212K ﹤0.01% 3846
2013
Q3 		$490K Buy
22,818
+10,726
+89% +$243K ﹤0.01% 4160
2013
Q2 		$259K Buy
+12,092
New +$253K ﹤0.01% 4829

Other funds holding BTO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PP
Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
FC
FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
OCM
Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return

UBS's BTO Position: Q3 2014 in Review

UBS increased its John Hancock Financial Opportunities Fund (BTO) stake by 11% in Q3 2014, buying an estimated $115K and bringing the position to 52,761 shares worth $1.17M. The position accounts for ﹤0.01% of the portfolio, ranked #3435.

UBS first reported a position in BTO in Q2 2013 and has held it in 6 quarters since. 53 funds tracked by Wall St. Rank hold BTO as of Q3 2014.

  • UBS held 52,761 shares of John Hancock Financial Opportunities Fund worth $1.17M as of Q3 2014.
  • UBS bought 5,063 John Hancock Financial Opportunities Fund shares in Q3 2014, an estimated $115K.
  • John Hancock Financial Opportunities Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3435 holding.
  • UBS first reported a position in John Hancock Financial Opportunities Fund in Q2 2013 and has held it in 6 quarters since.
  • 53 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.