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BCV

Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$5M +$516K +29,286 +12%
AAM
2
Advisors Asset Management
Colorado
$2.57M -$30.9K -1,755 -1%
SIA
3
Sit Investment Associates
Minnesota
$1.88M +$1.87M +106,056 New
Morgan Stanley
4
Morgan Stanley
New York
$1.63M +$51.9K +2,945 +3%
JGUA
5
John G. Ullman & Associates
New York
$1.54M -$100K -5,674 -6%
BI
6
Beckerman Institutional
New Jersey
$1.18M -$7.95K -451 -0.7%
SFS
7
Shaker Financial Services
Virginia
$1.16M -$328K -18,595 -22%
UBS Group
8
UBS Group
Switzerland
$1.12M -$154K -8,735 -12%
Ameriprise
9
Ameriprise
Minnesota
$1.02M +$48.4K +2,744 +5%
GC
10
Guggenheim Capital
Illinois
$1.02M +$440K +24,972 +77%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.01M -$130K -7,381 -11%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$982K +$356K +20,177 +57%
CPRC
13
Consolidated Portfolio Review Corp
New York
$926K -$6.56K -372 -0.7%
LPL Financial
14
LPL Financial
California
$800K +$53.1K +3,012 +7%
Pathstone Holdings
15
Pathstone Holdings
New Jersey
$734K -$14.7K -833 -2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$733K -$34.2K -1,938 -4%
MA
17
Mezzasalma Advisors
New Jersey
$723K +$719K +40,806 New
BI
18
Bulldog Investors
New Jersey
$694K +$297K +16,831 +75%
CA
19
Cornerstone Advisors
North Carolina
$557K -$576K -32,689 -51%
GCIA
20
Gabelli & Co Investment Advisers
New York
$496K +$494K +28,000 New
Wells Fargo
21
Wells Fargo
California
$415K -$71.1K -4,036 -15%
UPS
22
UHLMANN PRICE SECURITIES
Illinois
$342K +$5.17K +293 +2%
NA
23
NewEdge Advisors
Louisiana
$342K -$87.2K -4,949 -20%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$317K -$1.23K -70 -0.4%
LCM
25
Landscape Capital Management
New Jersey
$309K -$176K -9,966 -36%