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BCV

Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$14.2M -$925K -29,848 -6%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$7.02M +$1.22M +39,272 +22%
Morgan Stanley
3
Morgan Stanley
New York
$5.05M +$115K +3,711 +2%
Wells Fargo
4
Wells Fargo
California
$2.95M -$52.5K -1,692 -2%
GCIA
5
Gabelli & Co Investment Advisers
New York
$1.99M -$40.3K -1,300 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.74M +$24.2K +780 +1%
RJA
7
Raymond James & Associates
Florida
$1.4M +$14.6K +470 +1%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.37M +$120K +3,859 +10%
CA
9
Cetera Advisors
Colorado
$1.13M +$463K +14,942 +74%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.11M +$545K +17,579 +103%
Invesco
11
Invesco
Georgia
$1.07M -$55.5K -1,789 -5%
SFS
12
Shaker Financial Services
Virginia
$1.05M +$278K +8,977 +38%
Koshinski Asset Management
13
Koshinski Asset Management
Illinois
$606K -$52.5K -1,695 -8%
Ameriprise
14
Ameriprise
Minnesota
$558K +$26.6K +858 +5%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$443K
CI
16
Ceera Investments
Texas
$386K
DJYG
17
David J. Yvars Group
Florida
$360K
RJT
18
Raymond James Trust
Florida
$357K
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$356K
IFWM
20
Institute for Wealth Management
Colorado
$330K
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$266K +$257K +8,300 New
Baird Financial Group
22
Baird Financial Group
Wisconsin
$200K +$194K +6,254 New
SFSIG
23
San Francisco Sentry Investment Group
California
$97K
UBS Group
24
UBS Group
Switzerland
$93K +$63.1K +2,034 +227%
Bank of America
25
Bank of America
North Carolina
$72K +$29.5K +952 +74%