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Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$9.33M +$212K +8,983 +2%
UBS Group
2
UBS Group
Switzerland
$4.72M +$3.71K +157 +0.1%
Guggenheim Capital
3
Guggenheim Capital
Illinois
$4.35M -$242K -10,242 -5%
Morgan Stanley
4
Morgan Stanley
New York
$4.19M -$7.8K -330 -0.2%
Cohen & Steers
5
Cohen & Steers
New York
$3.01M +$534K +22,609 +22%
Cetera Advisors
6
Cetera Advisors
Colorado
$1.7M +$1.7M +71,868 New
Gabelli & Co Investment Advisers
7
Gabelli & Co Investment Advisers
New York
$1.44M – – –
Raymond James & Associates
8
Raymond James & Associates
Florida
$1.24M -$349K -14,774 -22%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.21M +$8.32K +352 +0.7%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$1.01M -$390K -16,497 -28%
Wells Fargo
11
Wells Fargo
California
$885K +$30.1K +1,273 +4%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$667K +$10K +423 +2%
Landscape Capital Management
13
Landscape Capital Management
New Jersey
$434K -$94.8K -4,011 -18%
Ladenburg Thalmann Financial Services
14
Ladenburg Thalmann Financial Services
Florida
$396K -$66.9K -2,833 -14%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$295K – – –
Raymond James Trust
16
Raymond James Trust
Florida
$263K – – –
Institute for Wealth Management
17
Institute for Wealth Management
Colorado
$254K -$3.07K -130 -1%
Raymond James Financial Services Advisors
18
Raymond James Financial Services Advisors
Florida
$231K +$992 +42 +0.4%
Saba Capital Management
19
Saba Capital Management
New York
$229K -$181K -7,673 -44%
Shaker Financial Services
20
Shaker Financial Services
Virginia
$224K +$224K +9,490 New
Oppenheimer & Co
21
Oppenheimer & Co
New York
$214K +$331 +14 +0.2%
LPL Financial
22
LPL Financial
California
$206K +$206K +8,716 New
Geneos Wealth Management
23
Geneos Wealth Management
Colorado
$117K +$47 +2 +0%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$73K – – –
SFSIG
25
San Francisco Sentry Investment Group
California
$71K +$71.3K +3,016 New