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BCV

Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$5.83M +$42.4K +1,988 +0.7%
AA
2
Ancora Advisors
Ohio
$5.41M +$5.45M +255,400 New
AAM
3
Advisors Asset Management
Colorado
$4.18M -$15.6K -731 -0.4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.47M +$72.1K +3,376 +2%
Morgan Stanley
5
Morgan Stanley
New York
$2.83M +$175K +8,206 +7%
1CP
6
1607 Capital Partners
Virginia
$2.18M -$108K -5,044 -5%
GC
7
Guggenheim Capital
Illinois
$2.15M -$1.86K -87 -0.1%
BI
8
Bulldog Investors
New Jersey
$1.97M -$198K -9,259 -9%
SIA
9
Sit Investment Associates
Minnesota
$1.46M +$1.3M +60,723 +735%
MFS
10
MSI Financial Services
Massachusetts
$1.09M -$185K -8,665 -14%
FIMG
11
Financial & Investment Management Group
Michigan
$968K -$55K -2,575 -5%
OC
12
Oppenheimer & Co
New York
$920K -$1.92K -90 -0.2%
RJA
13
Raymond James & Associates
Florida
$915K +$2.82K +132 +0.3%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$618K -$40.6K -1,900 -6%
DA
15
Doliver Advisors
Texas
$594K -$251K -11,761 -30%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$501K -$619K -29,021 -55%
Wells Fargo
17
Wells Fargo
California
$463K +$21 +1 +0%
LCM
18
Landscape Capital Management
New Jersey
$354K +$104K +4,869 +41%
GFM
19
Gramercy Funds Management
Connecticut
$334K
LPL Financial
20
LPL Financial
California
$308K -$4.18K -196 -1%
CWM
21
Concert Wealth Management
California
$218K +$2.99K +140 +1%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$189K +$3.82K +179 +2%
LFR
23
Lehman Financial Resources
Pennsylvania
$111K
PAM
24
Panagora Asset Management
Massachusetts
$71K +$47.5K +2,227 +200%
WRM
25
Westport Resources Management
Connecticut
$48K