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BCV

Bancroft Fund
BCV

Name Holding Trade Value Shares
Change 		Change in
Stake
U
1
UBS
Switzerland
$4.37M +$4.42M +251,927 New
JGUA
2
John G. Ullman & Associates
New York
$3.27M +$3.31M +188,503 New
Morgan Stanley
3
Morgan Stanley
New York
$3.04M +$3.08M +175,314 New
AAM
4
Advisors Asset Management
Colorado
$2.82M +$2.85M +162,622 New
BI
5
Bulldog Investors
New Jersey
$2.43M +$2.46M +140,019 New
GC
6
Guggenheim Capital
Illinois
$1.99M +$2.01M +114,790 New
1CP
7
1607 Capital Partners
Virginia
$1.8M +$1.82M +103,687 New
GFM
8
Gramercy Funds Management
Connecticut
$1.69M +$1.71M +97,557 New
FIMG
9
Financial & Investment Management Group
Michigan
$1.67M +$1.69M +96,570 New
DA
10
Doliver Advisors
Texas
$1.61M +$1.63M +92,762 New
MFS
11
MSI Financial Services
Massachusetts
$937K +$949K +54,077 New
WAM
12
Wolverine Asset Management
Illinois
$731K +$741K +42,223 New
BRWA
13
B. Riley Wealth Advisors
Florida
$563K +$570K +32,511 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$500K +$506K +28,834 New
DI
15
Dalton Investments
Nevada
$473K +$479K +27,302 New
First Trust Advisors
16
First Trust Advisors
Illinois
$386K +$390K +22,249 New
Wells Fargo
17
Wells Fargo
California
$295K +$298K +17,001 New
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$273K +$277K +15,768 New
LPL Financial
19
LPL Financial
California
$272K +$276K +15,713 New
OC
20
Oppenheimer & Co
New York
$257K +$260K +14,803 New
KIM
21
Karpus Investment Management
New York
$246K +$249K +14,212 New
Comerica Bank
22
Comerica Bank
Texas
$196K +$199K +11,320 New
TC
23
TFS Capital
Pennsylvania
$184K +$186K +10,607 New
CAN
24
Cetera Advisor Networks
California
$181K +$184K +10,505 New
CWM
25
Concert Wealth Management
California
$175K +$176K +10,039 New
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