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BCV

Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11.3M -$1.94M -62,135 -14%
Morgan Stanley
2
Morgan Stanley
New York
$4.54M -$146K -4,679 -3%
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$3.11M -$3.56M -114,340 -52%
LPL Financial
4
LPL Financial
California
$2.95M +$3.1M +99,627 New
Wells Fargo
5
Wells Fargo
California
$2.8M +$74.1K +2,377 +3%
GCIA
6
Gabelli & Co Investment Advisers
New York
$1.78M -$62.3K -2,000 -3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.68M +$74.3K +2,385 +4%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.32M +$56.2K +1,803 +4%
WAM
9
Wolverine Asset Management
Illinois
$1.23M +$1.29M +41,509 New
Osaic Holdings
10
Osaic Holdings
Arizona
$1.11M +$91.9K +2,948 +9%
RJA
11
Raymond James & Associates
Florida
$1.06M -$245K -7,875 -18%
SFS
12
Shaker Financial Services
Virginia
$1.02M +$56K +1,797 +5%
Invesco
13
Invesco
Georgia
$852K -$146K -4,695 -14%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$613K +$386K +12,400 +149%
Koshinski Asset Management
15
Koshinski Asset Management
Illinois
$611K +$53.1K +1,705 +9%
Ameriprise
16
Ameriprise
Minnesota
$531K +$15.6K +502 +3%
CI
17
Ceera Investments
Texas
$369K +$11.8K +380 +3%
DJYG
18
David J. Yvars Group
Florida
$330K
RJT
19
Raymond James Trust
Florida
$330K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$329K
IFWM
21
Institute for Wealth Management
Colorado
$305K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$293K -$123K -3,940 -28%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$246K +$64K +2,054 +33%
CA
24
Cetera Advisors
Colorado
$231K -$854K -27,394 -78%
UBS Group
25
UBS Group
Switzerland
$128K +$43.6K +1,398 +48%