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BCV

Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$14M -$309K -9,827 -2%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$5.31M +$943K +29,985 +20%
Morgan Stanley
3
Morgan Stanley
New York
$4.54M -$230K -7,317 -5%
Wells Fargo
4
Wells Fargo
California
$2.77M -$630K -20,028 -18%
GCIA
5
Gabelli & Co Investment Advisers
New York
$1.87M
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.58M -$24.5K -780 -1%
RJA
7
Raymond James & Associates
Florida
$1.28M -$372K -11,841 -21%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.14M +$87.4K +2,780 +8%
Invesco
9
Invesco
Georgia
$1.04M -$153K -4,865 -12%
SFS
10
Shaker Financial Services
Virginia
$700K +$746K +23,735 New
Koshinski Asset Management
11
Koshinski Asset Management
Illinois
$608K +$6.45K +205 +1%
CA
12
Cetera Advisors
Colorado
$597K +$56.7K +1,803 +10%
Cohen & Steers
13
Cohen & Steers
New York
$579K -$1.86M -59,178 -75%
LPL Financial
14
LPL Financial
California
$508K +$179K +5,702 +49%
Osaic Holdings
15
Osaic Holdings
Arizona
$502K +$246K +7,830 +85%
Ameriprise
16
Ameriprise
Minnesota
$489K +$212K +6,728 +68%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$408K -$161K -5,109 -27%
CI
18
Ceera Investments
Texas
$356K +$379K +12,065 New
RJT
19
Raymond James Trust
Florida
$329K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$327K
DJYG
21
David J. Yvars Group
Florida
$324K
IFWM
22
Institute for Wealth Management
Colorado
$304K
GC
23
Guggenheim Capital
Illinois
$297K -$1.33M -42,321 -81%
SFSIG
24
San Francisco Sentry Investment Group
California
$89K
AA
25
Ancora Advisors
Ohio
$52K