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Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS
1
UBS
Switzerland
$5.39M +$323K +16,719 +6%
Advisors Asset Management
2
Advisors Asset Management
Colorado
$3.41M -$3.87K -200 -0.1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.88M +$2.72M +140,417 +2,050%
Morgan Stanley
4
Morgan Stanley
New York
$2.71M -$543K -28,075 -17%
1607 Capital Partners
5
1607 Capital Partners
Virginia
$2.25M -$25.1K -1,300 -1%
Guggenheim Capital
6
Guggenheim Capital
Illinois
$2.04M +$38.7K +2,002 +2%
Bulldog Investors
7
Bulldog Investors
New Jersey
$2M – – –
Doliver Advisors
8
Doliver Advisors
Texas
$1.68M -$38.7K -2,003 -2%
Karpus Investment Management
9
Karpus Investment Management
New York
$1.61M -$140K -7,250 -8%
MSI Financial Services
10
MSI Financial Services
Massachusetts
$1.24M +$58.1K +3,006 +5%
FIMG
11
Financial & Investment Management Group
Michigan
$1.08M -$595K -30,757 -36%
Gramercy Funds Management
12
Gramercy Funds Management
Connecticut
$947K -$430K -22,233 -31%
Ancora Advisors
13
Ancora Advisors
Ohio
$932K +$38.7K +2,000 +4%
Oppenheimer & Co
14
Oppenheimer & Co
New York
$835K +$28.5K +1,475 +4%
Thomas J. Herzfeld Advisors
15
Thomas J. Herzfeld Advisors
Florida
$750K -$26.4K -1,364 -3%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$732K +$314K +16,224 +76%
Raymond James & Associates
17
Raymond James & Associates
Florida
$699K +$692K +35,776 New
Dalton Investments
18
Dalton Investments
Nevada
$445K -$74.3K -3,842 -14%
Wells Fargo
19
Wells Fargo
California
$336K +$17.4K +899 +6%
LPL Financial
20
LPL Financial
California
$311K -$13.2K -683 -4%
Landscape Capital Management
21
Landscape Capital Management
New Jersey
$274K +$20.2K +1,042 +8%
Cetera Advisor Networks
22
Cetera Advisor Networks
California
$205K – – –
CWM
23
Concert Wealth Management
California
$197K +$195K +10,095 New
AllianceBernstein
24
AllianceBernstein
Tennessee
$156K +$154K +7,954 New
LFR
25
Lehman Financial Resources
Pennsylvania
$103K +$102K +5,263 New