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Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$5.99M +$578K +26,742 +11%
UBS Group
2
UBS Group
Switzerland
$4.9M -$1.32M -61,226 -21%
Morgan Stanley
3
Morgan Stanley
New York
$3.72M +$346K +16,009 +10%
Guggenheim Capital
4
Guggenheim Capital
Illinois
$3.16M +$270K +12,502 +9%
Curi RMB Capital
5
Curi RMB Capital
Illinois
$2.03M +$219K +10,120 +12%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$1.44M +$174K +8,063 +14%
Wells Fargo
7
Wells Fargo
California
$1.3M +$60.2K +2,783 +5%
Wolverine Asset Management
8
Wolverine Asset Management
Illinois
$1.25M -$72K -3,332 -5%
Gabelli & Co Investment Advisers
9
Gabelli & Co Investment Advisers
New York
$1.22M -$9.6K -446 -0.8%
Raymond James & Associates
10
Raymond James & Associates
Florida
$1.08M +$3.2K +148 +0.3%
Landscape Capital Management
11
Landscape Capital Management
New Jersey
$749K +$67.5K +3,123 +10%
Shaker Financial Services
12
Shaker Financial Services
Virginia
$686K -$146K -6,747 -18%
Ladenburg Thalmann Financial Services
13
Ladenburg Thalmann Financial Services
Florida
$564K – – –
Doliver Advisors
14
Doliver Advisors
Texas
$487K +$109K +5,058 +29%
MML Investors Services
15
MML Investors Services
Massachusetts
$467K +$43.9K +2,028 +10%
Saba Capital Management
16
Saba Capital Management
New York
$349K – – –
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$292K +$71.9K +3,324 +33%
Matisse Capital
18
Matisse Capital
Oregon
$289K -$71.4K -3,300 -20%
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$286K +$10.9K +504 +4%
Institute for Wealth Management
20
Institute for Wealth Management
Colorado
$255K -$1.19K -55 -0.5%
Raymond James Trust
21
Raymond James Trust
Florida
$244K – – –
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$244K +$241K +11,154 New
Laurion Capital Management
23
Laurion Capital Management
New York
$221K -$487K -22,513 -69%
SignatureFD
24
SignatureFD
Georgia
$197K +$195K +9,000 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$182K – – –