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Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS
1
UBS
Switzerland
$5.39M -$54.2K -2,689 -1%
Advisors Asset Management
2
Advisors Asset Management
Colorado
$4.06M +$272K +13,516 +7%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.08M +$44.5K +2,210 +1%
Morgan Stanley
4
Morgan Stanley
New York
$3M +$288K +14,297 +10%
Ancora Advisors
5
Ancora Advisors
Ohio
$2.81M +$1.9M +94,363 +198%
1607 Capital Partners
6
1607 Capital Partners
Virginia
$2.24M -$30.2K -1,500 -1%
Guggenheim Capital
7
Guggenheim Capital
Illinois
$2.17M +$35.5K +1,760 +2%
Bulldog Investors
8
Bulldog Investors
New Jersey
$2.02M – – –
Geode Capital Management
9
Geode Capital Management
Massachusetts
$1.27M +$417K +20,673 +47%
MSI Financial Services
10
MSI Financial Services
Massachusetts
$1.24M +$9.8K +485 +0.8%
FIMG
11
Financial & Investment Management Group
Michigan
$1.04M -$13.9K -688 -1%
Doliver Advisors
12
Doliver Advisors
Texas
$1.02M -$23.2K -1,153 -2%
Oppenheimer & Co
13
Oppenheimer & Co
New York
$856K +$101 +5 +0%
Rivernorth Capital Management
14
Rivernorth Capital Management
Florida
$826K +$8.02K +398 +1%
Raymond James & Associates
15
Raymond James & Associates
Florida
$708K -$58.2K -2,890 -7%
Thomas J. Herzfeld Advisors
16
Thomas J. Herzfeld Advisors
Florida
$614K -$147K -7,296 -19%
Gramercy Funds Management
17
Gramercy Funds Management
Connecticut
$559K -$406K -20,142 -42%
Wolverine Asset Management
18
Wolverine Asset Management
Illinois
$501K +$512K +25,395 New
Dalton Investments
19
Dalton Investments
Nevada
$455K +$2.78K +138 +0.6%
Wells Fargo
20
Wells Fargo
California
$424K -$8.06K -400 -2%
LPL Financial
21
LPL Financial
California
$289K – – –
Landscape Capital Management
22
Landscape Capital Management
New Jersey
$243K -$158K -7,824 -39%
LFR
23
Lehman Financial Resources
Pennsylvania
$104K – – –
American International Group
24
American International Group
New York
$48K +$48.9K +2,427 New
Blue Bell Private Wealth Management
25
Blue Bell Private Wealth Management
Pennsylvania
$36K – – –