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BCV

Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$5.11M -$40.8K -2,014 -0.7%
AAM
2
Advisors Asset Management
Colorado
$3.23M -$493K -24,301 -12%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.18M +$123K +6,048 +4%
Morgan Stanley
4
Morgan Stanley
New York
$2.52M +$29.9K +1,473 +1%
GC
5
Guggenheim Capital
Illinois
$2M +$109K +5,379 +5%
1CP
6
1607 Capital Partners
Virginia
$1.88M -$46.7K -2,305 -2%
BI
7
Bulldog Investors
New Jersey
$1.74M -$2.03K -100 -0.1%
MFS
8
MSI Financial Services
Massachusetts
$1.05M +$95K +4,685 +9%
GI
9
GAMCO Investors
Connecticut
$1.04M +$1.12M +55,400 New
SIA
10
Sit Investment Associates
Minnesota
$983K -$333K -16,435 -24%
RJA
11
Raymond James & Associates
Florida
$857K +$53.5K +2,640 +6%
FIMG
12
Financial & Investment Management Group
Michigan
$821K -$37K -1,827 -4%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$546K
LCM
14
Landscape Capital Management
New Jersey
$489K +$191K +9,430 +56%
DA
15
Doliver Advisors
Texas
$443K -$87.8K -4,330 -15%
OC
16
Oppenheimer & Co
New York
$426K -$419K -20,662 -48%
Wells Fargo
17
Wells Fargo
California
$409K -$20 -1 -0%
LPL Financial
18
LPL Financial
California
$309K +$35K +1,726 +12%
GFM
19
Gramercy Funds Management
Connecticut
$295K
AT
20
Arden Trust
Delaware
$243K +$264K +13,007 New
VKH
21
Virtu KCG Holdings
New York
$235K +$255K +12,585 New
Geode Capital Management
22
Geode Capital Management
Massachusetts
$230K -$230K -11,351 -48%
CWM
23
Concert Wealth Management
California
$191K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$187K +$21.6K +1,067 +12%
LFR
25
Lehman Financial Resources
Pennsylvania
$98K