|
1
|
UBS Group
Zurich,
Switzerland
|
$5.11M
|
-$40.8K
|
-2,014
|
-0.7%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$3.23M
|
-$493K
|
-24,301
|
-12%
|
|
|
3
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$3.18M
|
+$123K
|
+6,048
|
+4%
|
|
|
4
|
|
$2.52M
|
+$29.9K
|
+1,473
|
+1%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$2M
|
+$109K
|
+5,379
|
+5%
|
|
|
6
|
1607 Capital Partners
Richmond,
Virginia
|
$1.88M
|
-$46.7K
|
-2,305
|
-2%
|
|
|
7
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$1.74M
|
-$2.03K
|
-100
|
-0.1%
|
|
|
8
|
MSI Financial Services
Springfield,
Massachusetts
|
$1.05M
|
+$95K
|
+4,685
|
+9%
|
|
|
9
|
GAMCO Investors
Greenwich,
Connecticut
|
$1.04M
|
+$1.12M
|
+55,400
|
New
|
|
|
10
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$983K
|
-$333K
|
-16,435
|
-24%
|
|
|
11
|
Raymond James & Associates
St Petersburg,
Florida
|
$857K
|
+$53.5K
|
+2,640
|
+6%
|
|
|
12
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$821K
|
-$37K
|
-1,827
|
-4%
|
|
|
13
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$546K
|
–
|
–
|
–
|
|
|
14
|
Landscape Capital Management
Englewood,
New Jersey
|
$489K
|
+$191K
|
+9,430
|
+56%
|
|
|
15
|
Doliver Advisors
Houston,
Texas
|
$443K
|
-$87.8K
|
-4,330
|
-15%
|
|
|
16
|
Oppenheimer & Co
New York
|
$426K
|
-$419K
|
-20,662
|
-48%
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$409K
|
-$20
|
-1
|
-0%
|
|
|
18
|
LPL Financial
San Diego,
California
|
$309K
|
+$35K
|
+1,726
|
+12%
|
|
|
19
|
Gramercy Funds Management
Greenwich,
Connecticut
|
$295K
|
–
|
–
|
–
|
|
|
20
|
Arden Trust
Wilmington,
Delaware
|
$243K
|
+$264K
|
+13,007
|
New
|
|
|
21
|
Virtu KCG Holdings
New York
|
$235K
|
+$255K
|
+12,585
|
New
|
|
|
22
|
Geode Capital Management
Boston,
Massachusetts
|
$230K
|
-$230K
|
-11,351
|
-48%
|
|
|
23
|
Concert Wealth Management
San Jose,
California
|
$191K
|
–
|
–
|
–
|
|
|
24
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$187K
|
+$21.6K
|
+1,067
|
+12%
|
|
|
25
|
Lehman Financial Resources
Media,
Pennsylvania
|
$98K
|
–
|
–
|
–
|
|
