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Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.37M +$1.15K +54 +0%
Morgan Stanley
2
Morgan Stanley
New York
$3.17M -$218K -10,297 -6%
Advisors Asset Management
3
Advisors Asset Management
Colorado
$2.79M -$221K -10,410 -7%
Guggenheim Capital
4
Guggenheim Capital
Illinois
$2.3M +$83.5K +3,937 +4%
Gabelli & Co Investment Advisers
5
Gabelli & Co Investment Advisers
New York
$1.17M – – –
Wells Fargo
6
Wells Fargo
California
$1.04M +$156K +7,354 +18%
Ameriprise
7
Ameriprise
Minnesota
$727K +$507K +23,914 +225%
Curi RMB Capital
8
Curi RMB Capital
Illinois
$707K +$713K +33,624 New
Raymond James & Associates
9
Raymond James & Associates
Florida
$595K -$73.4K -3,461 -11%
Shaker Financial Services
10
Shaker Financial Services
Virginia
$591K +$596K +28,083 New
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
$471K +$21.5K +1,015 +5%
LPL Financial
12
LPL Financial
California
$430K -$5.05K -238 -1%
Capital Asset Advisory Services
13
Capital Asset Advisory Services
Michigan
$361K – – –
Saba Capital Management
14
Saba Capital Management
New York
$336K – – –
Oppenheimer & Co
15
Oppenheimer & Co
New York
$270K -$163K -7,687 -37%
Kovack Advisors
16
Kovack Advisors
Florida
$261K – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$256K -$8.51K -401 -3%
Sheaff Brock Investment Advisors
18
Sheaff Brock Investment Advisors
Indiana
$242K +$255 +12 +0.1%
SignatureFD
19
SignatureFD
Georgia
$226K – – –
CWM
20
Concert Wealth Management
California
$217K – – –
Wolverine Asset Management
21
Wolverine Asset Management
Illinois
$153K +$155K +7,301 New
Advisory Services Network
22
Advisory Services Network
Georgia
$123K +$124K +5,825 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$113K – – –
Thomas J. Herzfeld Advisors
24
Thomas J. Herzfeld Advisors
Florida
$37K – – –
Geneos Wealth Management
25
Geneos Wealth Management
Colorado
$30K +$42 +2 +0.1%