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BCV

Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$3.14M +$2.09M +123,767 +163%
Morgan Stanley
2
Morgan Stanley
New York
$2.52M -$104K -6,152 -4%
SFS
3
Shaker Financial Services
Virginia
$1.17M -$548K -32,406 -30%
UBS Group
4
UBS Group
Switzerland
$1.09M -$24.6K -1,454 -2%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$987K +$28.2K +1,669 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$855K +$490 +29 +0.1%
Wells Fargo
7
Wells Fargo
California
$803K +$5.98K +354 +0.7%
LPL Financial
8
LPL Financial
California
$647K -$510K -30,201 -42%
Invesco
9
Invesco
Georgia
$644K -$307K -18,149 -31%
GCIA
10
Gabelli & Co Investment Advisers
New York
$631K
CA
11
Cornerstone Advisors
North Carolina
$624K +$375K +22,186 +128%
RJA
12
Raymond James & Associates
Florida
$450K -$96.2K -5,691 -17%
RRA
13
Round Rock Advisors
Connecticut
$373K
AA
14
AQR Arbitrage
Connecticut
$365K +$12.8K +760 +3%
Koshinski Asset Management
15
Koshinski Asset Management
Illinois
$314K +$203 +12 +0.1%
NA
16
NewEdge Advisors
Louisiana
$304K -$262K -15,500 -45%
JGUA
17
John G. Ullman & Associates
New York
$287K +$308K +18,214 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$262K -$26.2K -1,549 -9%
BI
19
Bulldog Investors
New Jersey
$239K
API
20
Advisor Partners II
California
$217K +$233K +13,756 New
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$187K
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$183K -$124K -7,347 -39%
OHWP
23
Oak Harbor Wealth Partners
North Carolina
$172K -$43.3K -2,564 -19%
SCM
24
Saba Capital Management
New York
$161K
CRC
25
Curi RMB Capital
Illinois
$158K