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Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$5.15M -$30.4K -1,767 -0.6%
Saba Capital Management
2
Saba Capital Management
New York
$4.18M +$4M +232,694 New
Morgan Stanley
3
Morgan Stanley
New York
$2.91M -$96.3K -5,604 -3%
Advisors Asset Management
4
Advisors Asset Management
Colorado
$2.67M -$410K -23,860 -14%
Guggenheim Capital
5
Guggenheim Capital
Illinois
$1.91M -$14.8K -862 -0.8%
Landscape Capital Management
6
Landscape Capital Management
New Jersey
$1.79M +$238K +13,879 +16%
Matisse Capital
7
Matisse Capital
Oregon
$1.51M +$732K +42,590 +102%
Bulldog Investors
8
Bulldog Investors
New Jersey
$1.26M -$88.6K -5,158 -7%
MSI Financial Services
9
MSI Financial Services
Massachusetts
$1.11M +$31.4K +1,829 +3%
Gabelli & Co Investment Advisers
10
Gabelli & Co Investment Advisers
New York
$994K – – –
Raymond James & Associates
11
Raymond James & Associates
Florida
$829K -$5.44K -317 -0.7%
1607 Capital Partners
12
1607 Capital Partners
Virginia
$773K -$857K -49,904 -54%
LPL Financial
13
LPL Financial
California
$587K +$275 +16 +0%
Thomas J. Herzfeld Advisors
14
Thomas J. Herzfeld Advisors
Florida
$526K – – –
Geode Capital Management
15
Geode Capital Management
Massachusetts
$397K -$395K -22,991 -51%
Wells Fargo
16
Wells Fargo
California
$389K -$23.4K -1,361 -6%
Oppenheimer & Co
17
Oppenheimer & Co
New York
$325K +$240 +14 +0.1%
Capital Asset Advisory Services
18
Capital Asset Advisory Services
Michigan
$308K -$20.1K -1,173 -6%
Doliver Advisors
19
Doliver Advisors
Texas
$283K -$118K -6,876 -30%
Gramercy Funds Management
20
Gramercy Funds Management
Connecticut
$283K – – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$267K -$49.4K -2,878 -16%
Ladenburg Thalmann Financial Services
22
Ladenburg Thalmann Financial Services
Florida
$242K +$31.1K +1,809 +15%
CWM
23
Concert Wealth Management
California
$185K -$4.05K -236 -2%
Citigroup
24
Citigroup
New York
$151K -$219K -12,767 -60%
Blue Bell Private Wealth Management
25
Blue Bell Private Wealth Management
Pennsylvania
$78K -$41.5K -2,418 -36%