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Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.59M +$27.5K +1,285 +0.4%
Advisors Asset Management
2
Advisors Asset Management
Colorado
$3.42M +$545K +25,517 +19%
Morgan Stanley
3
Morgan Stanley
New York
$3.24M -$20.6K -964 -0.6%
Guggenheim Capital
4
Guggenheim Capital
Illinois
$2.1M -$262K -12,233 -11%
Gabelli & Co Investment Advisers
5
Gabelli & Co Investment Advisers
New York
$1.2M – – –
Wells Fargo
6
Wells Fargo
California
$1.2M +$128K +5,995 +12%
Wolverine Asset Management
7
Wolverine Asset Management
Illinois
$885K +$717K +33,536 +459%
Raymond James & Associates
8
Raymond James & Associates
Florida
$735K +$121K +5,655 +20%
Shaker Financial Services
9
Shaker Financial Services
Virginia
$568K -$39.9K -1,868 -7%
Ameriprise
10
Ameriprise
Minnesota
$543K -$196K -9,160 -27%
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
$539K +$52.5K +2,458 +11%
Curi RMB Capital
12
Curi RMB Capital
Illinois
$393K -$331K -15,484 -46%
Saba Capital Management
13
Saba Capital Management
New York
$345K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$303K +$40.2K +1,881 +16%
Koshinski Asset Management
15
Koshinski Asset Management
Illinois
$241K +$238K +11,126 New
SignatureFD
16
SignatureFD
Georgia
$233K – – –
Institute for Wealth Management
17
Institute for Wealth Management
Colorado
$231K +$229K +10,708 New
Kovack Advisors
18
Kovack Advisors
Florida
$219K -$49.1K -2,295 -19%
Advisory Services Network
19
Advisory Services Network
Georgia
$130K +$3.27K +153 +3%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$115K – – –
SFSIG
21
San Francisco Sentry Investment Group
California
$65K – – –
IFP Advisors
22
IFP Advisors
Florida
$48K +$46.9K +2,192 +24,356%
Jacobi Capital Management
23
Jacobi Capital Management
Pennsylvania
$40K +$39.4K +1,844 New
Thomas J. Herzfeld Advisors
24
Thomas J. Herzfeld Advisors
Florida
$38K – – –
Geneos Wealth Management
25
Geneos Wealth Management
Colorado
$31K +$43 +2 +0.1%