|
1
|
UBS Group
Zurich,
Switzerland
|
$5.72M
|
+$47.2K
|
+2,322
|
+0.9%
|
|
|
2
|
Ancora Advisors
Cleveland,
Ohio
|
$5.35M
|
-$5.18M
|
-255,000
|
Closed
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
$4.14M
|
-$259K
|
-12,750
|
-6%
|
|
|
4
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$3.36M
|
+$106K
|
+5,214
|
+3%
|
|
|
5
|
|
$2.62M
|
+$111K
|
+5,442
|
+5%
|
|
|
6
|
1607 Capital Partners
Richmond,
Virginia
|
$2.26M
|
-$116K
|
-5,700
|
-5%
|
|
|
7
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$2.14M
|
–
|
–
|
–
|
|
|
8
|
Guggenheim Capital
Chicago,
Illinois
|
$2.13M
|
-$193K
|
-9,511
|
-9%
|
|
|
9
|
MSI Financial Services
Springfield,
Massachusetts
|
$1.26M
|
-$42.2K
|
-2,075
|
-3%
|
|
|
10
|
Geode Capital Management
Boston,
Massachusetts
|
$1.1M
|
+$75.7K
|
+3,726
|
+8%
|
|
|
11
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$1.01M
|
-$41.8K
|
-2,056
|
-4%
|
|
|
12
|
Oppenheimer & Co
New York
|
$911K
|
+$223
|
+11
|
+0%
|
|
|
13
|
Raymond James & Associates
St Petersburg,
Florida
|
$901K
|
+$147K
|
+7,237
|
+20%
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
$833K
|
-$87.8K
|
-4,323
|
-10%
|
|
|
15
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$651K
|
–
|
–
|
–
|
|
|
16
|
Wells Fargo
San Francisco,
California
|
$458K
|
-$20
|
-1
|
-0%
|
|
|
17
|
Gramercy Funds Management
Greenwich,
Connecticut
|
$331K
|
+$321K
|
+15,791
|
New
|
|
|
18
|
LPL Financial
San Diego,
California
|
$309K
|
+$4.23K
|
+208
|
+1%
|
|
|
19
|
Landscape Capital Management
Englewood,
New Jersey
|
$248K
|
+$25.8K
|
+1,272
|
+12%
|
|
|
20
|
Concert Wealth Management
San Jose,
California
|
$213K
|
+$205K
|
+10,102
|
New
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$183K
|
+$177K
|
+8,737
|
New
|
|
|
22
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$173K
|
+$168K
|
+8,257
|
New
|
|
|
23
|
Lehman Financial Resources
Media,
Pennsylvania
|
$110K
|
–
|
–
|
–
|
|
|
24
|
Bank of America
Charlotte,
North Carolina
|
$97K
|
+$81
|
+4
|
+0.1%
|
|
|
25
|
Westport Resources Management
Westport,
Connecticut
|
$48K
|
–
|
–
|
–
|
|
