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Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS
1
UBS
Switzerland
$5.56M -$1.51K -76 -0%
Advisors Asset Management
2
Advisors Asset Management
Colorado
$3.87M +$346K +17,430 +10%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.1M +$122K +6,165 +4%
Morgan Stanley
4
Morgan Stanley
New York
$2.77M -$22.9K -1,153 -0.8%
1607 Capital Partners
5
1607 Capital Partners
Virginia
$2.32M – – –
Guggenheim Capital
6
Guggenheim Capital
Illinois
$2.19M +$75.7K +3,817 +4%
Bulldog Investors
7
Bulldog Investors
New Jersey
$2.06M – – –
MSI Financial Services
8
MSI Financial Services
Massachusetts
$1.26M -$15.8K -794 -1%
FIMG
9
Financial & Investment Management Group
Michigan
$1.08M -$36.7K -1,852 -3%
Doliver Advisors
10
Doliver Advisors
Texas
$1.06M -$659K -33,222 -39%
Gramercy Funds Management
11
Gramercy Funds Management
Connecticut
$977K – – –
Ancora Advisors
12
Ancora Advisors
Ohio
$962K – – –
Geode Capital Management
13
Geode Capital Management
Massachusetts
$882K +$124K +6,236 +17%
Oppenheimer & Co
14
Oppenheimer & Co
New York
$874K +$12K +605 +1%
Jolley Asset Management
15
Jolley Asset Management
North Carolina
$847K +$832K +41,969 New
Rivernorth Capital Management
16
Rivernorth Capital Management
Florida
$835K +$821K +41,400 New
Raymond James & Associates
17
Raymond James & Associates
Florida
$781K +$57.9K +2,920 +8%
Thomas J. Herzfeld Advisors
18
Thomas J. Herzfeld Advisors
Florida
$775K – – –
Dalton Investments
19
Dalton Investments
Nevada
$462K +$2.7K +136 +0.6%
Wells Fargo
20
Wells Fargo
California
$441K +$92.6K +4,667 +27%
Landscape Capital Management
21
Landscape Capital Management
New Jersey
$406K +$121K +6,088 +43%
LPL Financial
22
LPL Financial
California
$299K -$21.7K -1,092 -7%
Shaker Financial Services
23
Shaker Financial Services
Virginia
$268K +$263K +13,261 New
Cetera Advisor Networks
24
Cetera Advisor Networks
California
$238K +$26.3K +1,324 +13%
CWM
25
Concert Wealth Management
California
$197K +$20 +1 +0%