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BCV

Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$3.34M +$139K +9,156 +5%
KAS
2
Kestra Advisory Services
Texas
$2.13M +$22.1K +1,458 New
Morgan Stanley
3
Morgan Stanley
New York
$1.52M -$984K -64,818 -41%
JGUA
4
John G. Ullman & Associates
New York
$1.48M +$1.13M +74,558 +409%
AAM
5
Advisors Asset Management
Colorado
$1.21M +$1.15M +75,548 New
CA
6
Cornerstone Advisors
North Carolina
$1.2M +$535K +35,246 +89%
Wells Fargo
7
Wells Fargo
California
$1.15M +$321K +21,176 +42%
SFS
8
Shaker Financial Services
Virginia
$1.07M -$111K -7,329 -10%
UBS Group
9
UBS Group
Switzerland
$1.06M -$45.9K -3,027 -4%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$942K -$55.7K -3,671 -6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$793K -$69.6K -4,584 -8%
Pathstone Holdings
12
Pathstone Holdings
New Jersey
$712K +$676K +44,545 New
SCM
13
Saba Capital Management
New York
$703K +$513K +33,814 +332%
LPL Financial
14
LPL Financial
California
$602K -$51.3K -3,379 -8%
GCIA
15
Gabelli & Co Investment Advisers
New York
$559K -$75.9K -5,000 -13%
Koshinski Asset Management
16
Koshinski Asset Management
Illinois
$547K +$217K +14,306 +72%
CPRC
17
Consolidated Portfolio Review Corp
New York
$460K +$437K +28,804 New
Invesco
18
Invesco
Georgia
$383K -$256K -16,853 -41%
RJA
19
Raymond James & Associates
Florida
$376K -$76.8K -5,059 -18%
AA
20
AQR Arbitrage
Connecticut
$359K -$10.1K -664 -3%
BI
21
Bulldog Investors
New Jersey
$357K +$109K +7,202 +48%
NA
22
NewEdge Advisors
Louisiana
$323K +$24.3K +1,600 +8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$313K +$44.6K +2,940 +18%
LCM
24
Landscape Capital Management
New Jersey
$263K +$250K +16,446 New
RRA
25
Round Rock Advisors
Connecticut
$258K -$114K -7,538 -32%