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BCV

Bancroft Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$7.07M
SCM
2
Saba Capital Management
New York
$4.24M +$2.2M +135,998 +116%
AAM
3
Advisors Asset Management
Colorado
$2.47M -$20.5K -1,265 -0.9%
JGUA
4
John G. Ullman & Associates
New York
$1.55M -$62.6K -3,866 -4%
Morgan Stanley
5
Morgan Stanley
New York
$1.49M +$18.7K +1,158 +1%
SFS
6
Shaker Financial Services
Virginia
$1.41M +$261K +16,100 +24%
UBS Group
7
UBS Group
Switzerland
$1.21M +$45.4K +2,808 +4%
BI
8
Beckerman Institutional
New Jersey
$1.13M +$1.09M +67,260 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$1.08M +$5.71K +353 +0.6%
CA
10
Cornerstone Advisors
North Carolina
$1.08M -$798K -49,308 -43%
Ameriprise
11
Ameriprise
Minnesota
$924K +$10.6K +652 +1%
CPRC
12
Consolidated Portfolio Review Corp
New York
$883K +$10.8K +670 +1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$726K -$73.9K -4,569 -10%
Pathstone Holdings
14
Pathstone Holdings
New Jersey
$709K -$14.1K -869 -2%
LPL Financial
15
LPL Financial
California
$707K +$56.5K +3,490 +9%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$592K +$269K +16,598 +89%
GC
17
Guggenheim Capital
Illinois
$545K +$93.2K +5,760 +22%
WAM
18
Wolverine Asset Management
Illinois
$461K +$360K +22,237 +424%
Wells Fargo
19
Wells Fargo
California
$460K +$15K +925 +3%
LCM
20
Landscape Capital Management
New Jersey
$460K -$119K -7,370 -21%
NA
21
NewEdge Advisors
Louisiana
$407K +$10.5K +649 +3%
UPS
22
UHLMANN PRICE SECURITIES
Illinois
$319K +$308K +19,020 New
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$301K +$99.1K +6,123 +52%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$291K -$2.31K -143 -0.8%
Koshinski Asset Management
25
Koshinski Asset Management
Illinois
$288K -$15.9K -983 -5%