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AXT Inc
AXTI

60 hedge funds and large institutions have $76.7M invested in AXT Inc in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 5

75% more capital invested

Capital invested by funds: $43.7M → $76.7M (+$33M)

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

30% more funds holding

Funds holding: 46 → 60 (+14)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
60
Holders Change
+14
Holders Change %
+30.43%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
19
Reduced
12
Closed
5
Calls
$91K
Puts
–
Net Calls
+$91K
Net Calls Change
-$152K

Top Buyers

Rank Fund Capital Flow
1
EIM
Essex Investment Management
Massachusetts
+$766K
2
Wells Fargo
Wells Fargo
California
+$693K
3
OAM
Oxford Asset Management
United Kingdom
+$657K
4
CAM
ClariVest Asset Management
California
+$453K
5
Renaissance Technologies
Renaissance Technologies
New York
+$451K

Top Sellers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
-$1.65M
2
RA
Royce & Associates
New York
-$212K
3
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
-$208K
4
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
-$207K
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$126K
Name Holding Trade Value Shares
Change 		Change in
Stake
BIM
51
BlackRock Investment Management
Delaware
$28K – – –
TSW
52
Thompson Siegel & Walmsley
Virginia
$28K – – –
TRCT
53
Tower Research Capital (TRC)
New York
$11K -$1.63K -402 -16%
Federated Hermes
54
Federated Hermes
Pennsylvania
$8K +$6.6K +1,631 New
MFS
55
MSI Financial Services
Massachusetts
$6K +$4.88K +1,206 New
MA
56
MUFG Americas
New York
$5K -$6.95K -1,718 -62%
LTFS
57
Ladenburg Thalmann Financial Services
Florida
$2K -$4.04K -1,000 -69%
Bank of America
58
Bank of America
North Carolina
$1K -$6.06K -1,499 -90%
CG
59
Cutler Group
California
$1K – – –
US Bancorp
60
US Bancorp
Minnesota
$1K +$404 +100 New
Jacobs Levy Equity Management
61
Jacobs Levy Equity Management
New Jersey
– -$208K -65,100 Closed
ARTA
62
A.R.T. Advisors
New York
– -$101K -31,855 Closed
Susquehanna International Group
63
Susquehanna International Group
Pennsylvania
– -$61K -19,110 Closed
ZIM
64
ZPR Investment Management
Florida
– -$40K -12,434 Closed
FWM
65
Focused Wealth Management
New York
– -$3K -1,000 Closed
1 2
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AXTI Hedge Fund Activity: Q3 2016 in Review

60 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2016, worth a combined $76.7M — up 75% from $43.7M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new AXTI positions and 5 closed out — a net gain of 14 holders — while 19 added to existing stakes and 12 trimmed.

The largest buyer was Essex Investment Management, opening a new position worth an estimated $766K. The largest seller was Ariel Investments, cutting an estimated $1.65M.

  • 60 institutional investors held AXT Inc (AXTI) as of Q3 2016, up from 46 in Q2 2016.
  • Funds reported $76.7M of AXT Inc stock for Q3 2016, up 75% quarter-over-quarter.
  • 19 funds opened new AXT Inc positions in Q3 2016 and 5 closed out, a net change of +14 holders.
  • The largest AXT Inc buyer in Q3 2016 was Essex Investment Management, an estimated $766K added.
  • The largest AXT Inc seller in Q3 2016 was Ariel Investments, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2016.